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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RL icon
1651
CALL
Ralph Lauren
RL
$22.2B
$5.29M 0.01%
32,100
+28,400
+768% +$4.93M
HAR
1652
DELISTED
Harman International Industries
HAR
$5.29M 0.01%
79,849
-153
-0.2% -$9.55K
EAD
1653
Allspring Income Opportunities Fund
EAD
$372M
$5.29M 0.01%
587,479
-647,903
-52% -$5.8M
TIVO
1654
CALL
DELISTED
TIVO INC
TIVO
$5.29M 0.01%
424,900
-117,700
-22% -$1.36M
BWX icon
1655
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$5.28M 0.01%
181,004
-46,804
-21% -$1.34M
OIH icon
1656
PUT
VanEck Oil Services ETF
OIH
$2.06B
$5.28M 0.01%
5,610
-3,440
-38% -$3.15M
MDT icon
1657
CALL
Medtronic
MDT
$107B
$5.27M 0.01%
99,000
-72,800
-42% -$3.92M
SAN icon
1658
PUT
Banco Santander
SAN
$194B
$5.26M 0.01%
709,471
+614,567
+648% +$4.08M
ALTR
1659
DELISTED
Altera Corp
ALTR
$5.25M 0.01%
141,137
+7,396
+6% +$265K
AZO icon
1660
AutoZone
AZO
$48.3B
$5.24M 0.01%
12,400
+4,779
+63% +$2.05M
LEG icon
1661
Leggett & Platt
LEG
$1.52B
$5.22M 0.01%
173,080
+34,071
+25% +$1.05M
BPT
1662
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$5.21M 0.01%
60,147
-3,317
-5% -$292K
ILCV icon
1663
iShares Morningstar Value ETF
ILCV
$1.3B
$5.21M 0.01%
141,894
+13,758
+11% +$517K
BTZ icon
1664
BlackRock Credit Allocation Income Trust
BTZ
$927M
$5.2M 0.01%
398,404
+10,678
+3% +$134K
SNDK
1665
CALL
DELISTED
SANDISK CORP
SNDK
$5.19M 0.01%
87,186
-227,114
-72% -$13.3M
AEM icon
1666
Agnico Eagle Mines
AEM
$72.6B
$5.18M 0.01%
195,792
+40,809
+26% +$1.17M
VMI icon
1667
Valmont Industries
VMI
$9.44B
$5.18M 0.01%
37,313
-166
-0.4% -$23.7K
TEVA icon
1668
CALL
Teva Pharmaceuticals
TEVA
$35.9B
$5.18M 0.01%
137,000
+73,800
+117% +$2.88M
ACGL icon
1669
Arch Capital
ACGL
$36.1B
$5.16M 0.01%
286,095
+1,032
+0.4% +$18.5K
SNP
1670
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$5.16M 0.01%
65,879
-287,692
-81% -$21.5M
EDF
1671
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$164M
$5.15M 0.01%
262,263
-131,683
-33% -$2.7M
VMC icon
1672
Vulcan Materials
VMC
$36.3B
$5.15M 0.01%
99,355
-3,054
-3% -$151K
QQQX icon
1673
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$5.15M 0.01%
320,669
-10,499
-3% -$171K
DCM
1674
DELISTED
NTT DOCOMO, Inc.
DCM
$5.13M 0.01%
316,230
-11,450
-3% -$182K
WDC icon
1675
CALL
Western Digital
WDC
$179B
$5.12M 0.01%
106,898
+45,643
+75% +$2.25M
65 66
67
68 69

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.