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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQXT icon
1601
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$152M
$5.63M 0.01%
173,778
+11,926
+7% +$373K
NBB icon
1602
Nuveen Taxable Municipal Income Fund
NBB
$447M
$5.62M 0.01%
310,945
-35,490
-10% -$655K
EFR
1603
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$5.62M 0.01%
364,049
+21,595
+6% +$345K
JBHT icon
1604
JB Hunt Transport Services
JBHT
$27.1B
$5.61M 0.01%
76,948
+16,592
+27% +$1.23M
LNKD
1605
PUT
DELISTED
LinkedIn Corporation
LNKD
$5.61M 0.01%
22,800
-3,100
-12% -$699K
INGR icon
1606
Ingredion
INGR
$6.38B
$5.61M 0.01%
84,763
-22,894
-21% -$1.49M
EES icon
1607
WisdomTree US SmallCap Earnings Fund
EES
$716M
$5.61M 0.01%
227,307
-14,082
-6% -$337K
MDR
1608
DELISTED
McDermott International
MDR
$5.59M 0.01%
250,625
+102,264
+69% +$2.43M
HME
1609
DELISTED
HOME PROPERTIES, INC
HME
$5.58M 0.01%
96,574
-17,825
-16% -$1.09M
FCT
1610
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$5.58M 0.01%
389,649
+6,640
+2% +$102K
GDP
1611
CALL
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$5.57M 0.01%
229,400
+81,200
+55% +$1.63M
SBNY
1612
DELISTED
Signature Bank
SBNY
$5.56M 0.01%
60,794
-3,740
-6% -$337K
CMCSA icon
1613
PUT
Comcast
CMCSA
$79.1B
$5.55M 0.01%
246,200
+63,000
+34% +$1.37M
SKT icon
1614
Tanger
SKT
$4.82B
$5.55M 0.01%
170,106
-28,480
-14% -$933K
VOX icon
1615
Vanguard Communication Services ETF
VOX
$5.53B
$5.55M 0.01%
68,722
-20,698
-23% -$1.68M
NBH
1616
Neuberger Municipal Fund Inc
NBH
$304M
$5.54M 0.01%
396,930
+116,649
+42% +$1.6M
DBEF icon
1617
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$5.54M 0.01%
214,889
+174,095
+427% +$4.4M
COST icon
1618
PUT
Costco
COST
$415B
$5.54M 0.01%
48,100
+100
+0.2% +$11.5K
IHI icon
1619
iShares US Medical Devices ETF
IHI
$3.02B
$5.52M 0.01%
390,882
-2,628
-0.7% -$36.1K
ITMN
1620
DELISTED
INTERMUNE INC
ITMN
$5.51M 0.01%
358,401
+8,499
+2% +$119K
GT icon
1621
PUT
Goodyear
GT
$2.07B
$5.5M 0.01%
245,200
-46,400
-16% -$888K
UAL icon
1622
CALL
United Airlines
UAL
$38.4B
$5.5M 0.01%
179,200
+22,200
+14% +$714K
AGN
1623
PUT
DELISTED
Allergan plc
AGN
$5.5M 0.01%
38,200
+37,800
+9,450% +$5.04M
CPT icon
1624
Camden Property Trust
CPT
$11.3B
$5.5M 0.01%
89,459
-42,475
-32% -$2.86M
ASX icon
1625
ASE Group
ASX
$80.8B
$5.49M 0.01%
1,148,957
-126,652
-10% -$540K
63 64
65
66 67

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.