UBS’s Signature Bank SBNY Stock Holding History

UBS’s Portfolio SBNY Stock Details SBNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$6.41M	Sell	57,238 -2,533	-4%	-$298K	﹤0.01%	1799
2014 Q2	$7.54M	Sell	59,771 -4,847	-8%	-$583K	0.01%	1580
2014 Q1	$8.12M	Sell	64,618 -4,414	-6%	-$539K	0.01%	1417
2013 Q4	$7.42M	Buy	69,032 +8,238	+14%	+$843K	0.01%	1514
2013 Q3	$5.56M	Sell	60,794 -3,740	-6%	-$337K	0.01%	1617
2013 Q2	$5.36M	Buy	+64,534	New	+$4.98M	0.01%	1553

Other funds holding SBNY

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS's SBNY Position: Q3 2014 in Review

UBS reduced its Signature Bank (SBNY) stake by 4.2% in Q3 2014, selling an estimated $298K and leaving 57,238 shares worth $6.41M. The position accounts for ﹤0.01% of the portfolio, ranked #1799.

UBS first reported a position in SBNY in Q2 2013 and has held it in 6 quarters since. The position peaked at $8.12M in Q1 2014. 293 funds tracked by Wall St. Rank hold SBNY as of Q3 2014.

UBS held 57,238 shares of Signature Bank worth $6.41M as of Q3 2014.
UBS sold 2,533 Signature Bank shares in Q3 2014, an estimated $298K.
Signature Bank made up ﹤0.01% of UBS's portfolio in Q3 2014, its #1799 holding.
UBS first reported a position in Signature Bank in Q2 2013 and has held it in 6 quarters since.
UBS's Signature Bank position peaked at $8.12M in Q1 2014.
293 funds tracked by Wall St. Rank held Signature Bank as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.