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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLI
1576
People Inc
PPLI
$3.1B
$5.84M 0.01%
598,177
-254,138
-30% -$2.32M
RPM icon
1577
RPM International
RPM
$13.7B
$5.84M 0.01%
161,430
+7,201
+5% +$251K
ILCB icon
1578
iShares Morningstar US Equity ETF
ILCB
$1.26B
$5.84M 0.01%
235,344
+12,192
+5% +$304K
PWV icon
1579
Invesco Large Cap Value ETF
PWV
$1.66B
$5.84M 0.01%
225,605
-41,261
-15% -$1.08M
TXN icon
1580
CALL
Texas Instruments
TXN
$255B
$5.83M 0.01%
144,816
+52,716
+57% +$2.05M
SIRO
1581
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$5.83M 0.01%
87,101
+68,994
+381% +$4.66M
TTWO icon
1582
CALL
Take-Two Interactive
TTWO
$43B
$5.83M 0.01%
320,700
+307,500
+2,330% +$5.38M
PEO
1583
Adams Natural Resources Fund
PEO
$759M
$5.82M 0.01%
223,660
+6,688
+3% +$172K
CHI
1584
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$5.81M 0.01%
461,192
-40,316
-8% -$508K
MCD icon
1585
CALL
McDonald's
MCD
$188B
$5.8M 0.01%
60,300
-60,800
-50% -$5.94M
NKE icon
1586
PUT
Nike
NKE
$61.9B
$5.8M 0.01%
159,600
+12,400
+8% +$405K
DLS icon
1587
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$5.78M 0.01%
96,213
-20,471
-18% -$1.16M
BCR
1588
PUT
DELISTED
CR Bard Inc.
BCR
$5.77M 0.01%
50,100
+47,100
+1,570% +$5.4M
BLOX
1589
DELISTED
Infoblox Inc
BLOX
$5.75M 0.01%
137,588
-59,003
-30% -$2.05M
UUP icon
1590
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$5.73M 0.01%
265,100
+245,600
+1,259% +$5.43M
ENDP
1591
DELISTED
Endo International plc
ENDP
$5.73M 0.01%
126,171
-28,113
-18% -$1.13M
CVRR
1592
DELISTED
CVR Refining, LP
CVRR
$5.73M 0.01%
229,784
+74,340
+48% +$2.01M
LH icon
1593
Labcorp
LH
$24.3B
$5.72M 0.01%
67,131
+8,415
+14% +$709K
TLH icon
1594
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$5.7M 0.01%
45,498
+9,781
+27% +$1.21M
RSPM icon
1595
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$5.69M 0.01%
397,165
+9,630
+2% +$135K
EWY icon
1596
PUT
iShares MSCI South Korea ETF
EWY
$21.7B
$5.68M 0.01%
92,400
-83,200
-47% -$4.76M
EZM icon
1597
WisdomTree US MidCap Fund
EZM
$937M
$5.68M 0.01%
216,348
-15,729
-7% -$402K
PGH
1598
DELISTED
Pengrowth Energy Corporation
PGH
$5.67M 0.01%
957,699
-8,763
-0.9% -$49.2K
BWG
1599
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$5.64M 0.01%
336,923
+84,314
+33% +$1.43M
TRN icon
1600
Trinity Industries
TRN
$2.97B
$5.63M 0.01%
344,989
+115,351
+50% +$1.7M
62 63
64
65 66

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.