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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
1551
CALL
DELISTED
Celgene Corp
CELG
$6.03M 0.01%
78,200
-37,600
-32% -$2.64M
KXI icon
1552
iShares Global Consumer Staples ETF
KXI
$1.03B
$6.03M 0.01%
146,174
-2,508
-2% -$103K
AEGN
1553
DELISTED
Aegion Corp
AEGN
$6.01M 0.01%
253,354
+20,872
+9% +$483K
TGNA
1554
DELISTED
TEGNA Inc
TGNA
$6M 0.01%
428,348
-22,309
-5% -$298K
SPXC icon
1555
SPX Corp
SPXC
$11B
$6M 0.01%
281,290
-39,904
-12% -$775K
BSJF
1556
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$5.99M 0.01%
224,147
+58,228
+35% +$1.55M
PSP icon
1557
Invesco Global Listed Private Equity ETF
PSP
$228M
$5.98M 0.01%
104,246
-178,582
-63% -$10.3M
SBS icon
1558
Sabesp
SBS
$19.7B
$5.98M 0.01%
3,096,554
+8,235
+0.3% +$15.5K
HCR
1559
DELISTED
Hi-Crush Inc. Common Stock
HCR
$5.98M 0.01%
227,116
-29,224
-11% -$687K
FLEX icon
1560
Flex
FLEX
$43.4B
$5.98M 0.01%
872,386
+431,218
+98% +$2.84M
ZBH icon
1561
Zimmer Biomet
ZBH
$17.7B
$5.97M 0.01%
74,852
-7,429
-9% -$585K
FIO
1562
DELISTED
FUSION-IO INC COM
FIO
$5.97M 0.01%
445,694
-1,790
-0.4% -$23.6K
BFZ
1563
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$5.97M 0.01%
424,979
+153,472
+57% +$2.11M
JPI
1564
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$5.95M 0.01%
262,234
+203,974
+350% +$4.67M
CVE icon
1565
Cenovus Energy
CVE
$54.6B
$5.93M 0.01%
198,553
-93,144
-32% -$2.75M
PXH icon
1566
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
$5.93M 0.01%
291,943
-27,399
-9% -$541K
HDB icon
1567
HDFC Bank
HDB
$119B
$5.92M 0.01%
769,528
+445,424
+137% +$3.66M
VOYA icon
1568
PUT
Voya Financial
VOYA
$8.94B
$5.92M 0.01%
202,700
+202,600
+202,600% +$6.06M
LHX icon
1569
L3Harris
LHX
$55.9B
$5.89M 0.01%
99,400
-16
-0% -$891
TD icon
1570
CALL
Toronto Dominion Bank
TD
$198B
$5.88M 0.01%
130,600
+96,400
+282% +$4.1M
ACAD icon
1571
Acadia Pharmaceuticals
ACAD
$4.25B
$5.87M 0.01%
213,684
+107,554
+101% +$2.25M
ACC
1572
DELISTED
American Campus Communities, Inc.
ACC
$5.86M 0.01%
171,653
-20,211
-11% -$755K
QCLN icon
1573
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$5.86M 0.01%
359,461
+130,042
+57% +$2M
PVI icon
1574
Invesco Floating Rate Municipal Income ETF
PVI
$32.2M
$5.85M 0.01%
234,276
-46,070
-16% -$1.15M
TUP
1575
DELISTED
Tupperware Brands Corporation
TUP
$5.85M 0.01%
67,690
-6,934
-9% -$579K
61 62
63
64 65

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.