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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI.WS
1526
DELISTED
Kinder Morgan Inc
KMI.WS
$6.16M 0.01%
1,239,446
-989,893
-44% -$5.21M
RY icon
1527
PUT
Royal Bank of Canada
RY
$291B
$6.16M 0.01%
95,900
+68,200
+246% +$4.24M
APOL
1528
DELISTED
Apollo Education Group Inc Class A
APOL
$6.16M 0.01%
295,844
+244,928
+481% +$4.73M
TLT icon
1529
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$6.15M 0.01%
57,800
-41,100
-42% -$4.35M
FMX icon
1530
Fomento Económico Mexicano
FMX
$43.3B
$6.14M 0.01%
63,246
+12,018
+23% +$1.21M
MLNX
1531
DELISTED
Mellanox Technologies, Ltd.
MLNX
$6.14M 0.01%
161,649
+20,362
+14% +$870K
BSCD
1532
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF
BSCD
$6.14M 0.01%
295,575
+31,784
+12% +$659K
AGZ icon
1533
iShares Agency Bond ETF
AGZ
$553M
$6.13M 0.01%
55,061
-63
-0.1% -$6.98K
CLF icon
1534
Cleveland-Cliffs
CLF
$6.81B
$6.13M 0.01%
298,758
-2,104
-0.7% -$43.3K
SNDK
1535
PUT
DELISTED
SANDISK CORP
SNDK
$6.12M 0.01%
102,900
-191,900
-65% -$11.3M
WDAY icon
1536
Workday
WDAY
$33.4B
$6.12M 0.01%
75,602
+70,847
+1,490% +$5.16M
PWE
1537
DELISTED
Penn West Energy Petroleum Ltd
PWE
$6.12M 0.01%
549,499
-154,975
-22% -$1.8M
JCP
1538
DELISTED
J.C. Penney Company, Inc.
JCP
$6.11M 0.01%
693,460
-12,535,621
-95% -$179M
VAL
1539
CALL
DELISTED
Valspar
VAL
$6.1M 0.01%
96,100
+45,400
+90% +$2.97M
CF icon
1540
PUT
CF Industries
CF
$19.2B
$6.09M 0.01%
144,500
-500
-0.3% -$19.2K
PNW icon
1541
Pinnacle West Capital
PNW
$12.9B
$6.08M 0.01%
111,017
+21,704
+24% +$1.22M
IGM icon
1542
iShares Expanded Tech Sector ETF
IGM
$9.94B
$6.07M 0.01%
456,090
+10,482
+2% +$137K
URI icon
1543
PUT
United Rentals
URI
$71.1B
$6.06M 0.01%
104,000
+7,500
+8% +$416K
QIHU
1544
CALL
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$6.06M 0.01%
72,800
+59,600
+452% +$4.19M
INKM icon
1545
State Street Income Allocation ETF
INKM
$72M
$6.05M 0.01%
199,752
-35,057
-15% -$1.06M
GG
1546
CALL
DELISTED
Goldcorp Inc
GG
$6.05M 0.01%
232,700
-413,500
-64% -$11.4M
ARR
1547
Armour Residential REIT
ARR
$2.02B
$6.04M 0.01%
35,963
+12,317
+52% +$2.11M
CYS
1548
DELISTED
CYS Investments Inc.
CYS
$6.04M 0.01%
742,607
+244,251
+49% +$1.97M
TRNM
1549
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
$6.03M 0.01%
198,872
+48,963
+33% +$1.46M
TDC icon
1550
Teradata
TDC
$2.68B
$6.03M 0.01%
108,742
-690
-0.6% -$40.5K
60 61
62
63 64

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.