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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFK
1501
DELISTED
BlackRock Municipal Income Trust
BFK
$9.36M 0.01%
684,741
+104,350
+18% +$1.43M
PTEN icon
1502
Patterson-UTI
PTEN
$4.2B
$9.33M 0.01%
286,823
-176,039
-38% -$5.98M
JCI icon
1503
PUT
Johnson Controls International
JCI
$92.6B
$9.32M 0.01%
202,364
+188,421
+1,351% +$9.5M
BHI
1504
PUT
DELISTED
Baker Hughes
BHI
$9.32M 0.01%
143,272
-529,528
-79% -$36.9M
SCHF icon
1505
Schwab International Equity ETF
SCHF
$69.1B
$9.28M 0.01%
598,278
+187,252
+46% +$3.03M
SCU
1506
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$9.26M 0.01%
86,431
+66,854
+341% +$8.54M
XLV icon
1507
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$9.25M 0.01%
144,800
+99,800
+222% +$6.25M
TRNM
1508
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
$9.25M 0.01%
274,939
+20,555
+8% +$710K
GNRC icon
1509
Generac Holdings
GNRC
$13.1B
$9.25M 0.01%
228,096
-33,630
-13% -$1.51M
PWV icon
1510
Invesco Large Cap Value ETF
PWV
$1.78B
$9.24M 0.01%
303,506
+3,598
+1% +$111K
SOXX icon
1511
iShares Semiconductor ETF
SOXX
$46.2B
$9.23M 0.01%
318,729
-14,499
-4% -$418K
HSBC.PRA
1512
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$9.19M 0.01%
365,060
+7,997
+2% +$203K
XEC
1513
DELISTED
CIMAREX ENERGY CO
XEC
$9.16M 0.01%
72,417
+47,424
+190% +$6.56M
HBI
1514
DELISTED
Hanesbrands
HBI
$9.16M 0.01%
341,120
+18,828
+6% +$479K
IXP icon
1515
iShares Global Comm Services ETF
IXP
$561M
$9.14M 0.01%
145,369
+48,667
+50% +$3.11M
JNPR
1516
CALL
DELISTED
Juniper Networks
JNPR
$9.14M 0.01%
412,600
+367,100
+807% +$8.61M
XLU icon
1517
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$9.14M 0.01%
434,200
+334,800
+337% +$7.09M
TEX icon
1518
Terex
TEX
$7.8B
$9.13M 0.01%
287,469
+228,129
+384% +$8.34M
BHK icon
1519
BlackRock Core Bond Trust
BHK
$659M
$9.12M 0.01%
681,995
+66,877
+11% +$907K
IYG icon
1520
iShares US Financial Services ETF
IYG
$2.22B
$9.11M 0.01%
317,475
+24,369
+8% +$692K
HDB icon
1521
HDFC Bank
HDB
$119B
$9.1M 0.01%
781,636
+146,788
+23% +$1.78M
FTGC icon
1522
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.1B
$9.09M 0.01%
+310,327
New +$9.84M
HRB icon
1523
CALL
H&R Block
HRB
$6.87B
$9.05M 0.01%
291,900
+289,100
+10,325% +$9.43M
NOV icon
1524
PUT
NOV
NOV
$7.45B
$9.03M 0.01%
118,700
+116,800
+6,147% +$9.66M
DLS icon
1525
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$9.03M 0.01%
152,615
+60,893
+66% +$3.86M
59 60
61
62 63

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.