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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
1476
PUT
Nucor
NUE
$56.4B
$6.56M 0.01%
133,800
+53,300
+66% +$2.5M
TOL icon
1477
PUT
Toll Brothers
TOL
$14B
$6.55M 0.01%
202,100
-20,900
-9% -$676K
HSBC.PRA
1478
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$6.53M 0.01%
264,945
+95,797
+57% +$2.37M
BB icon
1479
PUT
BlackBerry
BB
$5.01B
$6.53M 0.01%
821,300
-177,000
-18% -$1.72M
FUN icon
1480
Cedar Fair
FUN
$1.78B
$6.51M 0.01%
149,267
-103,577
-41% -$4.47M
NE
1481
DELISTED
Noble Corporation
NE
$6.5M 0.01%
196,903
+22,776
+13% +$774K
CLB icon
1482
Core Laboratories
CLB
$538M
$6.5M 0.01%
38,417
+7,282
+23% +$1.13M
ZION icon
1483
Zions Bancorporation
ZION
$10.1B
$6.49M 0.01%
236,777
+6,672
+3% +$195K
TPR icon
1484
CALL
Tapestry
TPR
$28.8B
$6.48M 0.01%
118,900
+42,800
+56% +$2.36M
CP icon
1485
Canadian Pacific Kansas City
CP
$82B
$6.47M 0.01%
262,495
-45,570
-15% -$1.13M
TNA icon
1486
PUT
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
$6.47M 0.01%
206,400
+31,200
+18% +$895K
IXJ icon
1487
iShares Global Healthcare ETF
IXJ
$4.11B
$6.46M 0.01%
162,656
+4,014
+3% +$157K
NBIS
1488
Nebius Group N.V.
NBIS
$47.7B
$6.46M 0.01%
177,407
+46,562
+36% +$1.53M
YUM icon
1489
CALL
Yum! Brands
YUM
$41B
$6.45M 0.01%
125,746
+15,718
+14% +$815K
TWC
1490
PUT
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$6.45M 0.01%
57,800
+8,400
+17% +$945K
QIHU
1491
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$6.45M 0.01%
77,463
-106,655
-58% -$7.49M
RSX
1492
CALL
DELISTED
VanEck Russia ETF
RSX
$6.44M 0.01%
228,600
+224,000
+4,870% +$6.01M
IEFA icon
1493
iShares Core MSCI EAFE ETF
IEFA
$186B
$6.44M 0.01%
111,726
+54,026
+94% +$2.98M
UN
1494
CALL
DELISTED
Unilever NV New York Registry Shares
UN
$6.42M 0.01%
170,200
-45,300
-21% -$1.79M
CPRI icon
1495
CALL
Capri Holdings
CPRI
$1.77B
$6.39M 0.01%
85,800
-36,700
-30% -$2.56M
DNP icon
1496
DNP Select Income Fund
DNP
$4.18B
$6.39M 0.01%
664,695
+282,882
+74% +$2.8M
CEM
1497
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$6.39M 0.01%
47,932
-601
-1% -$82K
HMC icon
1498
Honda
HMC
$36.5B
$6.38M 0.01%
167,284
-14,035
-8% -$536K
RCI icon
1499
Rogers Communications
RCI
$17.7B
$6.37M 0.01%
148,139
-356,307
-71% -$14.5M
WAT icon
1500
Waters Corp
WAT
$36.8B
$6.36M 0.01%
59,899
+10,455
+21% +$1.07M
58 59
60
61 62

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.