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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOR
1451
DELISTED
QUESTCOR PHARMA INC
QCOR
$7.91M 0.01%
145,351
+26,834
+23% +$1.59M
TFCFA
1452
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$7.91M 0.01%
224,800
-6,500
-3% -$219K
WPRT
1453
Westport Fuel Systems
WPRT
$36.5M
$7.88M 0.01%
40,165
+2,838
+8% +$629K
MRK icon
1454
CALL
Merck
MRK
$324B
$7.87M 0.01%
164,850
+7,545
+5% +$345K
JOY
1455
CALL
DELISTED
Joy Global Inc
JOY
$7.87M 0.01%
134,500
+59,400
+79% +$3.27M
SVC
1456
Service Properties Trust
SVC
$1.1B
$7.84M 0.01%
58,431
+2,752
+5% +$383K
FXL icon
1457
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$7.84M 0.01%
262,713
-114,570
-30% -$3.22M
TNA icon
1458
PUT
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
$7.84M 0.01%
202,400
-4,000
-2% -$138K
XLG icon
1459
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$7.82M 0.01%
602,530
+38,980
+7% +$484K
IGM icon
1460
iShares Expanded Tech Sector ETF
IGM
$9.94B
$7.81M 0.01%
523,296
+67,206
+15% +$942K
QCLN icon
1461
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$7.81M 0.01%
435,689
+76,228
+21% +$1.32M
BEAM
1462
CALL
DELISTED
BEAM INC COM STK (DE)
BEAM
$7.79M 0.01%
114,500
+113,200
+8,708% +$7.65M
PZA icon
1463
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$7.78M 0.01%
338,888
+27,813
+9% +$642K
CASS icon
1464
Cass Information Systems
CASS
$698M
$7.77M 0.01%
152,333
-15,799
-9% -$707K
SPXC icon
1465
SPX Corp
SPXC
$11B
$7.76M 0.01%
309,440
+28,150
+10% +$647K
RRMS
1466
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$7.76M 0.01%
200,500
+192,783
+2,498% +$6.84M
GMCR
1467
CALL
DELISTED
KEURIG GREEN MTN INC
GMCR
$7.75M 0.01%
102,623
-55,627
-35% -$3.78M
IYM icon
1468
iShares US Basic Materials ETF
IYM
$1.16B
$7.72M 0.01%
94,864
+50,112
+112% +$3.89M
HSBC.PRA
1469
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$7.71M 0.01%
312,248
+47,303
+18% +$1.17M
CMS icon
1470
CALL
CMS Energy
CMS
$23.1B
$7.71M 0.01%
287,900
+286,900
+28,690% +$7.72M
DAR icon
1471
Darling Ingredients
DAR
$9.93B
$7.7M 0.01%
368,779
+289,830
+367% +$6.2M
WFM
1472
CALL
DELISTED
Whole Foods Market Inc
WFM
$7.7M 0.01%
133,100
+76,400
+135% +$4.53M
EFOR
1473
Everforth Inc
EFOR
$845M
$7.68M 0.01%
220,031
-20,106
-8% -$670K
UNH icon
1474
PUT
UnitedHealth
UNH
$382B
$7.68M 0.01%
102,000
+68,300
+203% +$4.91M
X
1475
DELISTED
US Steel
X
$7.67M 0.01%
260,133
-603,499
-70% -$15.5M
57 58
59
60 61

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.