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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
1376
CALL
Starbucks
SBUX
$118B
$8.57M 0.01%
218,600
-61,400
-22% -$2.43M
VMW
1377
CALL
DELISTED
VMware, Inc
VMW
$8.56M 0.01%
95,400
+9,800
+11% +$809K
CMI icon
1378
PUT
Cummins
CMI
$91.7B
$8.56M 0.01%
60,700
+28,800
+90% +$3.82M
BITA
1379
DELISTED
Bitauto Holdings Limited
BITA
$8.55M 0.01%
267,573
+260,212
+3,535% +$6.97M
CS
1380
DELISTED
Credit Suisse Group
CS
$8.53M 0.01%
274,866
+146,223
+114% +$4.43M
MAR icon
1381
Marriott International
MAR
$98.7B
$8.53M 0.01%
172,745
-12,383
-7% -$564K
APOL
1382
DELISTED
Apollo Education Group Inc Class A
APOL
$8.51M 0.01%
311,615
+15,771
+5% +$392K
TTP
1383
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$8.51M 0.01%
74,779
-9,298
-11% -$1.04M
UNM icon
1384
Unum
UNM
$13.8B
$8.51M 0.01%
242,550
+68,363
+39% +$2.24M
PDT
1385
John Hancock Premium Dividend Fund
PDT
$634M
$8.5M 0.01%
732,666
+395,170
+117% +$4.73M
TDG icon
1386
TransDigm Group
TDG
$69.2B
$8.47M 0.01%
52,600
+2,180
+4% +$325K
BSJF
1387
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$8.46M 0.01%
315,969
+91,822
+41% +$2.47M
ITUB icon
1388
Itaú Unibanco
ITUB
$91.3B
$8.46M 0.01%
1,710,740
-4,683
-0.3% -$24.4K
CSD icon
1389
Invesco S&P Spin-Off ETF
CSD
$225M
$8.46M 0.01%
187,960
+13,581
+8% +$593K
HAR
1390
DELISTED
Harman International Industries
HAR
$8.46M 0.01%
103,354
+23,505
+29% +$1.82M
IAT icon
1391
iShares US Regional Banks ETF
IAT
$685M
$8.46M 0.01%
255,863
-144,325
-36% -$4.55M
SCU
1392
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$8.46M 0.01%
57,131
-16,737
-23% -$2.2M
PMT
1393
PennyMac Mortgage Investment
PMT
$849M
$8.45M 0.01%
367,830
+68,312
+23% +$1.54M
DD
1394
CALL
DELISTED
Du Pont De Nemours E I
DD
$8.45M 0.01%
136,890
+55,072
+67% +$3.18M
EXP icon
1395
Eagle Materials
EXP
$6.6B
$8.44M 0.01%
108,962
+83,532
+328% +$6.29M
TD icon
1396
PUT
Toronto Dominion Bank
TD
$198B
$8.43M 0.01%
179,000
+120,400
+205% +$5.48M
NOK icon
1397
Nokia
NOK
$50.8B
$8.43M 0.01%
1,039,601
-1,020,769
-50% -$7.67M
MDR
1398
DELISTED
McDermott International
MDR
$8.42M 0.01%
306,466
+55,841
+22% +$1.31M
FMX icon
1399
Fomento Económico Mexicano
FMX
$43.3B
$8.4M 0.01%
85,847
+22,601
+36% +$2.13M
WIP icon
1400
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$8.38M 0.01%
143,322
-69,945
-33% -$4.15M
54 55
56
57 58

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.