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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSD
1326
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$7.73M 0.01%
440,630
-64,986
-13% -$1.13M
AUO
1327
DELISTED
AU Optronics Corp
AUO
$7.73M 0.01%
2,117,219
-118,499
-5% -$433K
PCL
1328
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$7.71M 0.01%
164,747
-5,432
-3% -$254K
MAS icon
1329
Masco
MAS
$16B
$7.71M 0.01%
412,160
+156,923
+61% +$2.79M
EW icon
1330
Edwards Lifesciences
EW
$47.6B
$7.7M 0.01%
663,732
+13,782
+2% +$161K
PRLB icon
1331
Protolabs
PRLB
$1.86B
$7.7M 0.01%
100,808
+57,720
+134% +$4M
ACWI icon
1332
iShares MSCI ACWI ETF
ACWI
$32.6B
$7.7M 0.01%
142,767
-879,274
-86% -$46.2M
SWKS icon
1333
Skyworks Solutions
SWKS
$9.06B
$7.69M 0.01%
309,638
+13,369
+5% +$325K
ANF icon
1334
Abercrombie & Fitch
ANF
$4.17B
$7.68M 0.01%
217,274
+176,386
+431% +$7.8M
WLL
1335
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$7.68M 0.01%
428
-187
-30% -$2.9M
STSA
1336
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$7.66M 0.01%
267,422
+267,413
+2,971,256% +$7.08M
BSCI
1337
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$7.64M 0.01%
365,777
-9,393
-3% -$194K
GGP
1338
DELISTED
GGP Inc.
GGP
$7.62M 0.01%
394,940
-17,485
-4% -$352K
PRIS.B
1339
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL B CONV SHS
PRIS.B
$7.61M 0.01%
4,841,544
-989,541
-17% -$973K
PRFZ icon
1340
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$7.6M 0.01%
424,310
+39,775
+10% +$690K
CMCSA icon
1341
CALL
Comcast
CMCSA
$79.1B
$7.59M 0.01%
336,600
+62,200
+23% +$1.35M
WU icon
1342
Western Union
WU
$2.57B
$7.58M 0.01%
406,061
+136,637
+51% +$2.46M
BX icon
1343
PUT
Blackstone
BX
$104B
$7.55M 0.01%
309,267
+102
+0% +$2.27K
FAB icon
1344
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$7.55M 0.01%
186,886
+4,923
+3% +$196K
TAYC
1345
DELISTED
TAYLOR CAPITAL GROUP INC
TAYC
$7.55M 0.01%
340,741
+339,547
+28,438% +$7.25M
AES icon
1346
AES
AES
$10.6B
$7.54M 0.01%
567,198
-245,492
-30% -$3.15M
ALKS icon
1347
Alkermes
ALKS
$8.82B
$7.54M 0.01%
224,234
-29,059
-11% -$946K
CMG icon
1348
Chipotle Mexican Grill
CMG
$40.8B
$7.54M 0.01%
879,000
-17,150
-2% -$139K
TSM icon
1349
PUT
TSMC
TSM
$2.09T
$7.53M 0.01%
443,800
+438,800
+8,776% +$7.48M
ACG
1350
DELISTED
AllianceBernstein Income Fund Inc
ACG
$7.53M 0.01%
1,069,258
-471,879
-31% -$3.34M
52 53
54
55 56

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.