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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HST icon
1301
Host Hotels & Resorts
HST
$16.8B
$7.97M 0.01%
451,026
-48,986
-10% -$869K
BKF icon
1302
iShares MSCI BIC ETF
BKF
$75.2M
$7.95M 0.01%
213,348
-38,770
-15% -$1.37M
EFOR
1303
Everforth Inc
EFOR
$845M
$7.92M 0.01%
240,137
-41,514
-15% -$1.29M
BMY icon
1304
CALL
Bristol-Myers Squibb
BMY
$127B
$7.92M 0.01%
171,200
+58,500
+52% +$2.57M
CPL
1305
DELISTED
CPFL Energia S.A.
CPL
$7.92M 0.01%
485,678
+20,079
+4% +$337K
UNG icon
1306
CALL
United States Natural Gas Fund
UNG
$470M
$7.91M 0.01%
27,038
+18,088
+202% +$5.43M
OMX
1307
DELISTED
OFFICEMAX INCORPORATED
OMX
$7.91M 0.01%
618,022
+412,044
+200% +$4.65M
BEAM
1308
DELISTED
BEAM INC COM STK (DE)
BEAM
$7.9M 0.01%
122,250
+38,416
+46% +$2.47M
UAL icon
1309
United Airlines
UAL
$38.4B
$7.89M 0.01%
256,917
+39,442
+18% +$1.27M
LEN icon
1310
Lennar Class A
LEN
$20.4B
$7.89M 0.01%
234,111
+95,674
+69% +$3.1M
OAK
1311
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$7.86M 0.01%
150,148
-2,104
-1% -$112K
DDS icon
1312
CALL
Dillards
DDS
$8.87B
$7.85M 0.01%
100,200
+99,900
+33,300% +$8.09M
PHO icon
1313
Invesco Water Resources ETF
PHO
$1.97B
$7.84M 0.01%
328,087
+6,084
+2% +$140K
XYL icon
1314
Xylem
XYL
$28.5B
$7.84M 0.01%
280,786
+19,236
+7% +$513K
APA icon
1315
PUT
APA Corp
APA
$12.8B
$7.83M 0.01%
92,000
+56,300
+158% +$4.68M
SVC
1316
Service Properties Trust
SVC
$1.1B
$7.82M 0.01%
55,679
+11,157
+25% +$1.54M
QVCGA
1317
DELISTED
QVC Group Inc Series A
QVCGA
$7.81M 0.01%
8,098
-350
-4% -$340K
AOS icon
1318
A.O. Smith
AOS
$8.38B
$7.8M 0.01%
345,018
-37,072
-10% -$776K
IYG icon
1319
iShares US Financial Services ETF
IYG
$2.13B
$7.79M 0.01%
315,549
+37,629
+14% +$942K
CSE
1320
DELISTED
CAPITALSOURCE INC
CSE
$7.79M 0.01%
655,883
+621,449
+1,805% +$7.03M
PFM icon
1321
Invesco Dividend Achievers ETF
PFM
$788M
$7.79M 0.01%
420,479
-16,678
-4% -$311K
MAR icon
1322
Marriott International
MAR
$98.7B
$7.79M 0.01%
185,128
+22,450
+14% +$931K
IEX icon
1323
IDEX
IEX
$16.5B
$7.77M 0.01%
119,075
+31,947
+37% +$1.93M
E icon
1324
ENI
E
$76B
$7.76M 0.01%
168,643
+69,192
+70% +$3.11M
TFCFA
1325
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$7.75M 0.01%
+231,300
New +$7.28M
51 52
53
54 55

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.