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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
1276
PUT
DELISTED
Interoil Corporation
IOC
$8.21M 0.01%
115,200
+98,700
+598% +$7.37M
NPM
1277
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$8.2M 0.01%
628,248
+109,352
+21% +$1.39M
F icon
1278
PUT
Ford
F
$57.3B
$8.17M 0.01%
484,200
+55,600
+13% +$939K
ATVI
1279
DELISTED
Activision Blizzard
ATVI
$8.16M 0.01%
489,356
-989,255
-67% -$16.4M
OVV icon
1280
Ovintiv
OVV
$17.5B
$8.12M 0.01%
93,698
-18,839
-17% -$1.64M
SCU
1281
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$8.12M 0.01%
73,868
-29,716
-29% -$3.27M
EQT icon
1282
EQT Corp
EQT
$33.2B
$8.11M 0.01%
167,913
+51,021
+44% +$2.37M
XPH icon
1283
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$8.09M 0.01%
210,326
-5,052
-2% -$191K
WBC
1284
DELISTED
WABCO HOLDINGS INC.
WBC
$8.09M 0.01%
96,040
+9,968
+12% +$798K
DLR icon
1285
Digital Realty Trust
DLR
$73.7B
$8.08M 0.01%
152,127
-3,407
-2% -$194K
EMCB icon
1286
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.7M
$8.07M 0.01%
108,244
+3,752
+4% +$277K
SMB icon
1287
VanEck Short Muni ETF
SMB
$312M
$8.06M 0.01%
460,281
-28,472
-6% -$497K
EZA icon
1288
iShares MSCI South Africa ETF
EZA
$525M
$8.06M 0.01%
127,418
-7,648
-6% -$464K
MTB icon
1289
M&T Bank
MTB
$36.2B
$8.05M 0.01%
71,928
+14,424
+25% +$1.67M
FTNT icon
1290
Fortinet
FTNT
$112B
$8.05M 0.01%
1,986,125
+378,890
+24% +$1.53M
NWL icon
1291
Newell Brands
NWL
$2.16B
$8.05M 0.01%
292,660
+173,473
+146% +$4.62M
THC icon
1292
Tenet Healthcare
THC
$20.1B
$8.04M 0.01%
195,157
+134,385
+221% +$5.62M
LPS
1293
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$8.03M 0.01%
241,304
+37,467
+18% +$1.22M
BHI
1294
PUT
DELISTED
Baker Hughes
BHI
$8.02M 0.01%
163,400
+13,700
+9% +$661K
AAXJ icon
1295
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$8.02M 0.01%
137,580
+28,837
+27% +$1.63M
PEJ icon
1296
Invesco Leisure and Entertainment ETF
PEJ
$252M
$8.02M 0.01%
254,841
+93,793
+58% +$2.84M
LUV icon
1297
Southwest Airlines
LUV
$22.1B
$8.01M 0.01%
550,377
+4,141
+0.8% +$56.3K
TIVO
1298
DELISTED
TIVO INC
TIVO
$7.99M 0.01%
642,309
+119,112
+23% +$1.37M
SMH icon
1299
PUT
VanEck Semiconductor ETF
SMH
$67.6B
$7.98M 0.01%
400,000
+394,400
+7,043% +$7.61M
QCOM icon
1300
CALL
Qualcomm
QCOM
$176B
$7.97M 0.01%
118,400
-315,600
-73% -$20.7M
50 51
52
53 54

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.