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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAS
1226
DELISTED
AGL Resources Inc
GAS
$10.2M 0.01%
215,711
+15,263
+8% +$711K
JCI icon
1227
CALL
Johnson Controls International
JCI
$87.5B
$10.2M 0.01%
189,472
+88,815
+88% +$4.37M
LVLT
1228
DELISTED
Level 3 Communications Inc
LVLT
$10.2M 0.01%
306,309
+28,865
+10% +$851K
LLTC
1229
DELISTED
Linear Technology Corp
LLTC
$10.1M 0.01%
222,416
+66,990
+43% +$2.8M
PLD icon
1230
Prologis
PLD
$138B
$10.1M 0.01%
274,053
-21,925
-7% -$843K
IGLB icon
1231
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
$10.1M 0.01%
184,084
-41,441
-18% -$2.3M
EQR icon
1232
Equity Residential
EQR
$25.4B
$10.1M 0.01%
195,060
+26,493
+16% +$1.4M
KBWD icon
1233
Invesco KBW High Dividend Yield Financial ETF
KBWD
$408M
$10.1M 0.01%
397,394
-28,098
-7% -$707K
JPS
1234
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$10.1M 0.01%
1,237,537
+215,728
+21% +$1.74M
SBAC icon
1235
CALL
SBA Communications
SBAC
$18.4B
$10.1M 0.01%
111,900
+67,300
+151% +$5.78M
NTRS icon
1236
Northern Trust
NTRS
$22.2B
$10.1M 0.01%
162,393
+27,865
+21% +$1.6M
XONE
1237
DELISTED
The ExOne Company
XONE
$10M 0.01%
166,169
+78,381
+89% +$4.25M
FL
1238
DELISTED
Foot Locker
FL
$10M 0.01%
242,396
+123,586
+104% +$4.52M
BIIB icon
1239
CALL
Biogen
BIIB
$29.9B
$10M 0.01%
35,900
-3,200
-8% -$828K
AJRD
1240
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$10M 0.01%
556,801
-235,895
-30% -$4.02M
BCS.PRA.CL
1241
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$10M 0.01%
398,553
+53,086
+15% +$1.33M
PGX icon
1242
Invesco Preferred ETF
PGX
$3.84B
$9.98M 0.01%
742,431
-420,310
-36% -$5.73M
L icon
1243
Loews
L
$24.3B
$9.97M 0.01%
206,663
+58,898
+40% +$2.81M
AA icon
1244
CALL
Alcoa
AA
$11.7B
$9.95M 0.01%
389,638
+258,552
+197% +$5.73M
GXC icon
1245
State Street SPDR S&P China ETF
GXC
$445M
$9.95M 0.01%
127,715
+10,306
+9% +$790K
BTU
1246
CALL
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$9.95M 0.01%
33,959
+24,609
+263% +$6.94M
IBN icon
1247
ICICI Bank
IBN
$106B
$9.92M 0.01%
1,467,593
+948,118
+183% +$6.06M
MS icon
1248
CALL
Morgan Stanley
MS
$337B
$9.92M 0.01%
316,300
-229,900
-42% -$6.83M
GCC icon
1249
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
$9.91M 0.01%
385,656
+42,230
+12% +$1.1M
SNA icon
1250
Snap-on
SNA
$20.9B
$9.91M 0.01%
90,481
+18,260
+25% +$1.9M
48 49
50
51 52

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.