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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
1201
Digital Realty Trust
DLR
$73.7B
$10.7M 0.01%
218,780
+66,653
+44% +$3.31M
FXE icon
1202
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$331M
$10.7M 0.01%
78,700
-5,600
-7% -$754K
CEF icon
1203
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$10.7M 0.01%
806,720
+385,455
+91% +$5.42M
TAYC
1204
DELISTED
TAYLOR CAPITAL GROUP INC
TAYC
$10.7M 0.01%
400,937
+60,196
+18% +$1.44M
ORCL icon
1205
PUT
Oracle
ORCL
$331B
$10.6M 0.01%
278,200
+26,177
+10% +$900K
KSS icon
1206
Kohl's
KSS
$2.03B
$10.6M 0.01%
187,419
+11,424
+6% +$626K
RHT
1207
CALL
DELISTED
Red Hat Inc
RHT
$10.6M 0.01%
189,600
+177,000
+1,405% +$8.2M
VWO icon
1208
PUT
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$10.6M 0.01%
257,400
+250,400
+3,577% +$10.3M
WHR icon
1209
Whirlpool
WHR
$2.42B
$10.6M 0.01%
67,374
+3,146
+5% +$461K
PRN icon
1210
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$432M
$10.5M 0.01%
221,055
+14,097
+7% +$639K
ETW
1211
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$10.5M 0.01%
870,178
+10,871
+1% +$129K
CSC
1212
DELISTED
Computer Sciences
CSC
$10.5M 0.01%
446,710
+16,037
+4% +$356K
INCY icon
1213
Incyte
INCY
$23.5B
$10.5M 0.01%
207,670
+13,770
+7% +$599K
LPL icon
1214
LG Display
LPL
$3.17B
$10.5M 0.01%
864,119
-14,595
-2% -$167K
CIM
1215
Chimera Investment
CIM
$1.05B
$10.4M 0.01%
224,498
-6,320
-3% -$288K
DBA icon
1216
Invesco DB Agriculture Fund
DBA
$1.26B
$10.4M 0.01%
428,345
-71,056
-14% -$1.78M
FDX icon
1217
CALL
FedEx
FDX
$74.5B
$10.4M 0.01%
72,000
+29,400
+69% +$3.89M
BTE icon
1218
Baytex Energy
BTE
$3.08B
$10.3M 0.01%
263,602
-191
-0.1% -$7.68K
LUV icon
1219
Southwest Airlines
LUV
$22.1B
$10.3M 0.01%
547,754
-2,623
-0.5% -$45.7K
AVB icon
1220
AvalonBay Communities
AVB
$27.1B
$10.3M 0.01%
87,097
+19,405
+29% +$2.39M
STX icon
1221
CALL
Seagate
STX
$193B
$10.3M 0.01%
183,100
+117,300
+178% +$5.8M
RFP
1222
DELISTED
Resolute Forest Products Inc.
RFP
$10.2M 0.01%
639,344
+83,590
+15% +$1.23M
IDE
1223
Voya Infrastructure, Industrials and Materials Fund
IDE
$204M
$10.2M 0.01%
597,645
-38,798
-6% -$656K
ULTA icon
1224
Ulta Beauty
ULTA
$20.4B
$10.2M 0.01%
105,962
+32,320
+44% +$3.79M
EDD
1225
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$372M
$10.2M 0.01%
783,449
-57,603
-7% -$794K
47 48
49
50 51

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.