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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCC icon
1201
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
$9.06M 0.01%
343,426
-152,870
-31% -$4.04M
ANF icon
1202
PUT
Abercrombie & Fitch
ANF
$4.17B
$9.05M 0.01%
255,800
+232,800
+1,012% +$10.3M
COP icon
1203
CALL
ConocoPhillips
COP
$147B
$9.04M 0.01%
130,000
+10,200
+9% +$681K
EQR icon
1204
Equity Residential
EQR
$25.4B
$9.03M 0.01%
168,567
-46,282
-22% -$2.55M
VMBS icon
1205
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$9.03M 0.01%
175,517
-17,628
-9% -$898K
WPRT
1206
Westport Fuel Systems
WPRT
$36.5M
$9.03M 0.01%
37,327
+12,225
+49% +$3.57M
CMLP
1207
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$9.01M 0.01%
408,057
-71,321
-15% -$1.67M
SCCO icon
1208
Southern Copper
SCCO
$141B
$8.99M 0.01%
355,918
+46,343
+15% +$1.2M
QTEC icon
1209
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$8.97M 0.01%
276,925
+37,211
+16% +$1.15M
IWC icon
1210
iShares Micro-Cap ETF
IWC
$1.43B
$8.97M 0.01%
130,923
+3,650
+3% +$241K
ONIT
1211
CALL
Onity Group
ONIT
$333M
$8.96M 0.01%
10,713
+6
+0.1% +$4.53K
CINF icon
1212
Cincinnati Financial
CINF
$28.3B
$8.93M 0.01%
189,438
+14,418
+8% +$688K
ITB icon
1213
iShares US Home Construction ETF
ITB
$2.41B
$8.93M 0.01%
399,849
-88,361
-18% -$1.94M
GIS icon
1214
CALL
General Mills
GIS
$19.2B
$8.92M 0.01%
186,200
+85,400
+85% +$4.29M
COTY icon
1215
CALL
Coty
COTY
$2.33B
$8.92M 0.01%
+550,000
New +$9.14M
VECO icon
1216
Veeco
VECO
$3.15B
$8.91M 0.01%
239,427
-21,361
-8% -$747K
ANDV
1217
CALL
DELISTED
Andeavor
ANDV
$8.9M 0.01%
202,300
+114,700
+131% +$5.71M
KEP icon
1218
Korea Electric Power
KEP
$15.5B
$8.88M 0.01%
632,657
+90,849
+17% +$1.19M
GMCR
1219
DELISTED
KEURIG GREEN MTN INC
GMCR
$8.87M 0.01%
117,760
+4,805
+4% +$379K
UNP icon
1220
CALL
Union Pacific
UNP
$183B
$8.87M 0.01%
114,200
+2,400
+2% +$190K
AMX icon
1221
America Movil
AMX
$78.1B
$8.87M 0.01%
447,670
+179,139
+67% +$3.69M
CM icon
1222
Canadian Imperial Bank of Commerce
CM
$107B
$8.86M 0.01%
226,785
-81,301
-26% -$3.04M
SAN icon
1223
Banco Santander
SAN
$194B
$8.86M 0.01%
1,193,508
+456,728
+62% +$3.03M
PKG icon
1224
Packaging Corp of America
PKG
$22.7B
$8.84M 0.01%
154,924
+94,494
+156% +$5.12M
IGF icon
1225
iShares Global Infrastructure ETF
IGF
$11B
$8.84M 0.01%
234,013
-31,163
-12% -$1.14M
47 48
49
50 51

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.