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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
1176
Essential Utilities
WTRG
$11.2B
$9.41M 0.01%
380,469
-85,842
-18% -$2.19M
WHR icon
1177
Whirlpool
WHR
$2.42B
$9.4M 0.01%
64,228
-6,482
-9% -$857K
CSC
1178
DELISTED
Computer Sciences
CSC
$9.39M 0.01%
430,673
+120,569
+39% +$2.54M
EIX icon
1179
Edison International
EIX
$30.7B
$9.37M 0.01%
203,407
+73,831
+57% +$3.49M
ROYT
1180
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$9.35M 0.01%
581,246
+60,313
+12% +$1.07M
TTP
1181
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$9.35M 0.01%
84,077
+10,000
+13% +$1.14M
BMO icon
1182
Bank of Montreal
BMO
$125B
$9.34M 0.01%
139,747
-58,535
-30% -$3.67M
DCUA
1183
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$9.27M 0.01%
173,620
-8,681
-5% -$450K
GRPN icon
1184
Groupon
GRPN
$980M
$9.27M 0.01%
41,340
+26,476
+178% +$5.28M
CMA
1185
DELISTED
Comerica
CMA
$9.26M 0.01%
235,612
-44,346
-16% -$1.84M
VSS icon
1186
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$9.26M 0.01%
93,230
+26,105
+39% +$2.49M
GAS
1187
DELISTED
AGL Resources Inc
GAS
$9.23M 0.01%
200,448
+97,601
+95% +$4.39M
VZ icon
1188
CALL
Verizon
VZ
$194B
$9.22M 0.01%
197,600
+6,500
+3% +$317K
IGI
1189
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$9.17M 0.01%
466,980
+526
+0.1% +$10.6K
CHKP icon
1190
CALL
Check Point Software Technologies
CHKP
$13.3B
$9.17M 0.01%
162,100
+160,700
+11,479% +$9.03M
DJP icon
1191
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$9.15M 0.01%
245,522
-48,310
-16% -$1.82M
NE
1192
PUT
DELISTED
Noble Corporation
NE
$9.13M 0.01%
276,619
-23,567
-8% -$801K
RGLD icon
1193
CALL
Royal Gold
RGLD
$17.1B
$9.12M 0.01%
187,400
-172,900
-48% -$8.97M
WCRX
1194
PUT
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
$9.11M 0.01%
397,400
-18,700
-4% -$396K
KSS icon
1195
Kohl's
KSS
$2.03B
$9.11M 0.01%
175,995
+10,044
+6% +$525K
FEIC
1196
DELISTED
FEI COMPANY
FEIC
$9.1M 0.01%
103,597
-15,180
-13% -$1.21M
RWX icon
1197
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$9.08M 0.01%
215,569
-12,539
-5% -$511K
RYN icon
1198
Rayonier
RYN
$6.49B
$9.08M 0.01%
240,886
-22,193
-8% -$851K
DOL icon
1199
WisdomTree True Developed International Fund
DOL
$813M
$9.08M 0.01%
183,865
+17,518
+11% +$830K
MPC icon
1200
Marathon Petroleum
MPC
$90.3B
$9.06M 0.01%
281,874
-191,396
-40% -$6.73M
46 47
48
49 50

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.