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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIXG
11351
CALL
DELISTED
Aixtron SE
AIXG
– –
-100
Closed -$2K
CIFC
11352
DELISTED
CIFC LLC Common Shares
CIFC
– –
-1,539
Closed -$12K
RPTP
11353
PUT
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-400
Closed -$6K
PLCM
11354
PUT
DELISTED
POLYCOM INC
PLCM
– –
-3,000
Closed -$33K
JGBS
11355
DELISTED
DB INVERSE JAPANESE GOVT BD FUT EXCH NT 11/30/2021
JGBS
– –
-1,818
Closed -$35K
AMTG
11356
PUT
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-1,600
Closed -$23K
TTHI
11357
DELISTED
TRANSITION THERAPEUTICS INC (CANADA)
TTHI
– –
-2,171
Closed -$9K
WIBC
11358
CALL
DELISTED
WILSHIRE BANCORP INC
WIBC
– –
-200
Closed -$2K
WIBC
11359
DELISTED
WILSHIRE BANCORP INC
WIBC
– –
-235
Closed -$2K
MY
11360
CALL
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
– –
-6,700
Closed -$16K
RKUS
11361
PUT
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
– –
-5,600
Closed -$94K
GNOW
11362
DELISTED
AMERICAN CARESOURCE HLDGS INC COM STK NEW (DE)
GNOW
– –
-3,474
Closed -$6K
DSKX
11363
DELISTED
DS HEALTHCARE GROUP, INC. NEW COMMON STOCK
DSKX
– –
-651
Closed -$1K
IDHB
11364
DELISTED
POWERSHARES S&P INTL DEVELOPED HIGH BETA
IDHB
– –
-136
Closed -$4K
KBIO
11365
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
– –
-148
Closed -$5K
ASDR
11366
DELISTED
VELOCITYSHARES EMERGING ASIA DR ETF
ASDR
– –
-145
Closed -$8K
BUND
11367
DELISTED
PIMCO ETF TR PIMCO GERMANY BD INDEX ETF
BUND
– –
-283
Closed -$29K
LIWA
11368
CALL
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
– –
-2,000
Closed -$10K
LIWA
11369
PUT
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
– –
-171,200
Closed -$853K
FU
11370
PUT
DELISTED
FAB UNIVERSAL CORP COM
FU
– –
-4,500
Closed -$33K
JFT
11371
DELISTED
JPMORGAN CHASE & CO ETN LKD TO THE FIRST TRUST ENHANCED (DE)
JFT
– –
-677
Closed -$20K
FCGL
11372
PUT
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
– –
-2,000
Closed -$61K
NKBS
11373
DELISTED
NEWTEK BUSINESS SERVICES, INC.
NKBS
– –
-3,375
Closed -$10K
PQUE
11374
CALL
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-1,100
Closed -$4K
KNGT
11375
CALL
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
– –
-100
Closed -$2K
453 454
455
456 457

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
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MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.