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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDI.WS
11326
DELISTED
TIGER MEDIA INC WTS EXP 12/26/2013 (CYM)
IDI.WS
– –
-2,708
Closed –
ARDNA
11327
DELISTED
ARDEN GROUP INC CL-A
ARDNA
– –
-247
Closed -$31K
MEILW
11328
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL A EXP
MEILW
$0 ﹤0.01%
1,200
+500
+71% –
TECUA
11329
DELISTED
TECUMSEH PRODUCTS CO CL-A
TECUA
– –
-1,115
Closed -$10K
USATZ
11330
DELISTED
USA TECHNOLOGIES INC WTS EXP 12/31/2013 (USA)
USATZ
– –
-18,895
Closed -$14K
WLBPZ
11331
DELISTED
WESTMORELD COAL DP(RP1/4 CVA
WLBPZ
– –
-365
Closed -$13K
ROIQW
11332
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$0 ﹤0.01%
+400
New –
VISN
11333
DELISTED
VisionChina Media, Inc.
VISN
– –
-335
Closed -$8K
EOX
11334
PUT
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-50
Closed -$8K
QKLS
11335
DELISTED
QKL STORES INC COM ST NEW
QKLS
$0 ﹤0.01%
+10
New +$46
CYTR
11336
PUT
DELISTED
CytRx Corp
CYTR
– –
-883
Closed -$33K
TELK
11337
DELISTED
TELIK, INC
TELK
– –
-3,452
Closed -$4K
DLLR
11338
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
– –
-13,205
Closed -$118K
CAVM
11339
PUT
DELISTED
Cavium, Inc.
CAVM
– –
-200
Closed -$7K
ONEF
11340
DELISTED
RUSSELL EQUITY ETF
ONEF
– –
-189
Closed -$7K
HPJ
11341
DELISTED
Highpower International Inc
HPJ
– –
-836
Closed -$2K
FLY
11342
PUT
DELISTED
Fly Leasing Limited
FLY
– –
-200
Closed -$3K
MRGE
11343
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
– –
-6,442
Closed -$15.3K
GLOWE
11344
DELISTED
GLOWPOINT INC
GLOWE
– –
-2,286
Closed -$3K
KNL
11345
DELISTED
Knoll, Inc.
KNL
– –
-2,509
Closed -$46K
AMNB
11346
DELISTED
American National Bankshares Inc
AMNB
– –
-1,188
Closed -$31K
CHIX
11347
CALL
DELISTED
Global X MSCI China Financials ETF
CHIX
– –
-1,000
Closed -$13K
GRES
11348
DELISTED
IQ ARB Global Resources
GRES
– –
-190
Closed -$5K
MINC
11349
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-2,199
Closed -$109K
AAWW
11350
PUT
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-300
Closed -$12K
452 453
454
455 456

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
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MWR
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MGC
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BP
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UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.