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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHS
11326
DELISTED
Sophiris Bio, Inc.
SPHS
$0 ﹤0.01%
+56
New +$237
BBT.PRG
11327
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
– –
-51,104
Closed -$999K
SCIN
11328
DELISTED
Columbia India Small Cap ETF
SCIN
– –
-584
Closed -$6K
IIJI
11329
PUT
DELISTED
Internet Initiative Japan Inc
IIJI
– –
-13,600
Closed -$196K
DOD
11330
DELISTED
ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
– –
-1,747
Closed -$22K
FWDD
11331
DELISTED
Madrona Domestic ETF
FWDD
– –
-14
Closed –
ESNC
11332
DELISTED
EnSync Inc
ESNC
– –
-3,189
Closed -$3K
NSU
11333
PUT
DELISTED
Nevsun Resources Ltd.
NSU
– –
-101,000
Closed -$320K
IPAS
11334
DELISTED
Ipass Inc Common Stock
IPAS
$0 ﹤0.01%
8
– –
EMI
11335
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
– –
-448
Closed -$5K
LPNT
11336
CALL
DELISTED
LifePoint Health, Inc.
LPNT
– –
-5,000
Closed -$233K
KONE
11337
DELISTED
Kingtone Wirelessinfo Solution Holding Ltd
KONE
– –
-55
Closed –
FIEU
11338
DELISTED
FI Enhanced Europe 50 ETN
FIEU
– –
-438
Closed -$48K
WR
11339
CALL
DELISTED
Westar Energy Inc
WR
– –
-100
Closed -$3K
DST
11340
CALL
DELISTED
DST Systems Inc.
DST
– –
-200
Closed -$8K
WEET
11341
DELISTED
iPath Pure Beta Grains ETN
WEET
– –
-593
Closed -$27K
FAC
11342
DELISTED
First Acceptance Corp.
FAC
– –
-3,394
Closed -$6K
FPT
11343
DELISTED
Federated Premier Intermediate M
FPT
– –
-6,782
Closed -$85K
DGI
11344
PUT
DELISTED
DigitalGlobe Inc.
DGI
– –
-2,000
Closed -$63K
FCH
11345
CALL
DELISTED
Felcor Lodging Trust
FCH
– –
-600
Closed -$4K
MOCO
11346
DELISTED
Mocon Inc
MOCO
$0 ﹤0.01%
25
-469
-95% -$6.62K
BIOA.WS
11347
DELISTED
BioAmber Inc.
BIOA.WS
– –
-435
Closed –
CFNL
11348
CALL
DELISTED
Cardinal Financial Corp
CFNL
– –
-100
Closed -$2K
HEOP
11349
DELISTED
Heritage Oaks Bancorp
HEOP
– –
-249
Closed -$2K
KEY.PRG
11350
DELISTED
KeyCorp Pfd
KEY.PRG
– –
-431
Closed -$54K
452 453
454
455 456

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.