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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVR
11226
CALL
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
– –
-4,900
Closed -$131K
PVR
11227
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
– –
-3,823,197
Closed -$103M
PVR
11228
PUT
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
– –
-7,100
Closed -$190K
MASC
11229
DELISTED
MATERIAL SCIENCES CORP
MASC
– –
-1,133
Closed -$13K
AMZG
11230
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
– –
-833
Closed -$7K
CADX
11231
CALL
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
– –
-3,000
Closed -$27K
CADX
11232
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
– –
-80,999
Closed -$733K
CADX
11233
PUT
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
– –
-7,800
Closed -$71K
LEAP
11234
CALL
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-4,900
Closed -$85K
LEAP
11235
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-109,915
Closed -$1.91M
LEAP
11236
PUT
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-296,800
Closed -$5.16M
TRSY
11237
DELISTED
PIMCO BROAD U.S. TREASURY INDEX FUND ETF
TRSY
– –
-426
Closed -$42K
GENT
11238
DELISTED
GENTIUM SPA ADS
GENT
– –
-1,130
Closed -$65K
GIY
11239
DELISTED
GUGGENHEIM ENHANCED CORE BOND EFT
GIY
– –
-1,788
Closed -$87K
BRD
11240
DELISTED
BRIGUS GOLD CORP COM STK
BRD
– –
-310,590
Closed -$242K
GSE
11241
DELISTED
GSE HLDG INC COM STK (DE)
GSE
– –
-7,600
Closed -$16K
CSFS
11242
DELISTED
CASH STORE FINL SVCS INC, THE (CANADA)
CSFS
– –
-308
Closed –
CAFI
11243
DELISTED
CAMCO FINL CORP
CAFI
– –
-787
Closed -$5K
ZOLT
11244
CALL
DELISTED
ZOLTEK COMPANIES INC
ZOLT
– –
-3,000
Closed -$50K
ZOLT
11245
DELISTED
ZOLTEK COMPANIES INC
ZOLT
– –
-30,142
Closed -$505K
UIS.PRA
11246
DELISTED
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
– –
-6,545
Closed -$584K
GIVN
11247
CALL
DELISTED
GIVEN IMAGING LTD
GIVN
– –
-2,200
Closed -$66K
GIVN
11248
DELISTED
GIVEN IMAGING LTD
GIVN
– –
-12,354
Closed -$371K
GIVN
11249
PUT
DELISTED
GIVEN IMAGING LTD
GIVN
– –
-22,000
Closed -$662K
AWC
11250
DELISTED
Alumina Ltd
AWC
– –
-218,892
Closed -$867K
448 449
450
451 452

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.