We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRY
1101
DELISTED
BERRY PETROLEUM CO CL A
BRY
$10.4M 0.01%
242,269
-89,307
-27% -$3.72M
PEP icon
1102
CALL
PepsiCo
PEP
$186B
$10.4M 0.01%
130,800
+16,700
+15% +$1.37M
NEM icon
1103
CALL
Newmont
NEM
$98.2B
$10.4M 0.01%
370,000
+179,300
+94% +$5.31M
EQIX icon
1104
CALL
Equinix
EQIX
$107B
$10.4M 0.01%
56,600
-33,600
-37% -$6.09M
BMRN icon
1105
BioMarin Pharmaceuticals
BMRN
$11.5B
$10.4M 0.01%
143,878
+19,322
+16% +$1.28M
EXG icon
1106
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$10.4M 0.01%
1,106,668
-18,550
-2% -$177K
MOO icon
1107
VanEck Agribusiness ETF
MOO
$989M
$10.4M 0.01%
202,235
-110,958
-35% -$5.68M
RFG icon
1108
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$10.4M 0.01%
466,955
+60,560
+15% +$1.3M
PH icon
1109
Parker-Hannifin
PH
$125B
$10.3M 0.01%
95,199
-18,119
-16% -$1.87M
FLS icon
1110
Flowserve
FLS
$9.25B
$10.3M 0.01%
165,862
+76,135
+85% +$4.4M
HON icon
1111
CALL
Honeywell
HON
$77.1B
$10.3M 0.01%
138,444
-2,226
-2% -$165K
FXL icon
1112
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$10.3M 0.01%
377,283
+197,350
+110% +$5.17M
IXN icon
1113
iShares Global Tech ETF
IXN
$8.7B
$10.2M 0.01%
821,574
+31,848
+4% +$389K
BCR
1114
DELISTED
CR Bard Inc.
BCR
$10.2M 0.01%
88,726
+17,464
+25% +$2M
ROP icon
1115
Roper Technologies
ROP
$36.3B
$10.2M 0.01%
76,894
+22,667
+42% +$2.91M
B
1116
PUT
Barrick Mining
B
$62.2B
$10.2M 0.01%
547,800
-53,700
-9% -$947K
HON icon
1117
PUT
Honeywell
HON
$77.1B
$10.2M 0.01%
136,107
+28,156
+26% +$2.09M
ANDV
1118
PUT
DELISTED
Andeavor
ANDV
$10.1M 0.01%
230,200
+700
+0.3% +$34.9K
ELN
1119
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$10.1M 0.01%
649,411
+474,118
+270% +$7.15M
TDIV icon
1120
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$10.1M 0.01%
448,587
+40,580
+10% +$912K
DHS icon
1121
WisdomTree US High Dividend Fund
DHS
$1.56B
$10.1M 0.01%
194,371
+11,452
+6% +$602K
RHT
1122
DELISTED
Red Hat Inc
RHT
$10.1M 0.01%
218,224
+178,374
+448% +$9.05M
GEN icon
1123
CALL
Gen Digital
GEN
$15.6B
$10M 0.01%
404,900
+378,900
+1,457% +$9.51M
AGU
1124
CALL
DELISTED
Agrium
AGU
$10M 0.01%
119,200
+111,700
+1,489% +$9.78M
SWY
1125
DELISTED
SAFEWAY INC
SWY
$10M 0.01%
349,567
+214,465
+159% +$5.11M
43 44
45
46 47

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.