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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$5.53B
Cap. Flow %
5.17%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,147
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.55%
2 Energy 9.17%
3 Healthcare 6.5%
4 Technology 6.49%
5 Financials 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.PRB
11176
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
– –
-71,045
Closed -$3.56M
CDY
11177
DELISTED
CARDERO RES CORP.
CDY
– –
-435,000
Closed -$74K
IGOI
11178
DELISTED
IGO, INC NEW
IGOI
– –
-2,617
Closed -$8K
FSE
11179
DELISTED
FACTORSHARES2X S&P 500 BULL/TBOND BEAR
FSE
– –
-142
Closed -$2K
FSA
11180
DELISTED
FACTORSHARES 2X TBOND BULL/S&P 500 BEAR
FSA
– –
-1,536
Closed -$14K
FSU
11181
DELISTED
FACTORSHARES 2X S&P 500 BULL/USD BEAR
FSU
– –
-1,102
Closed -$29K
EDG
11182
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
– –
-3,000
Closed -$23K
NAFC
11183
DELISTED
NASH FINCH CO
NAFC
– –
-3,528
Closed -$93K
ACTV
11184
CALL
DELISTED
Active Network Inc
ACTV
– –
-5,300
Closed -$76K
ACTV
11185
DELISTED
Active Network Inc
ACTV
– –
-4,465
Closed -$64K
BHY
11186
DELISTED
BLACKROCK HIGH YIELD TST SBI
BHY
– –
-289
Closed -$2K
HIS
11187
DELISTED
BLACKROCK HIGH INCM SHS SHS BEN INT
HIS
– –
-190,534
Closed -$396K
HAUP
11188
DELISTED
HAUPPAUGE DIGITAL INC
HAUP
– –
-1,515
Closed -$1K
MFLR
11189
DELISTED
MAYFLOWER BANCORP, INC COMMON STOCK
MFLR
– –
-964
Closed -$18K
COY
11190
DELISTED
BLACKROCK CORP HIGH YLD FD INC
COY
– –
-16,341
Closed -$118K
HYV
11191
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
– –
-69,492
Closed -$843K
ROCM
11192
DELISTED
ROCHESTER MEDICAL CORP
ROCM
– –
-12,636
Closed -$252K
UPG
11193
DELISTED
UNIVERSAL POWER GROUP INC COM
UPG
– –
-2,048
Closed -$4K
CITZ
11194
DELISTED
CFS BANCORP INC
CITZ
– –
-5,608
Closed -$62K
NYX
11195
CALL
DELISTED
NYSE EURONEXT INC
NYX
– –
-4,100
Closed -$172K
NYX
11196
DELISTED
NYSE EURONEXT INC
NYX
– –
-2,627,698
Closed -$110M
NYX
11197
PUT
DELISTED
NYSE EURONEXT INC
NYX
– –
-12,500
Closed -$525K
CMFO
11198
DELISTED
China Marine Food Group Limited Common Stock
CMFO
– –
-955
Closed –
STP
11199
CALL
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
– –
-4,800
Closed -$8K
STP
11200
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
– –
-400,263
Closed -$681K
446 447
448
449 450

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $5.53B of net new capital in Q4 2013, opening 1,147 new positions and adding to 4,823 existing holdings. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was TALISMAN ENERGY INC, an estimated $615M trimmed.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,147 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.