U
CDY

UBS’s CARDERO RES CORP. CDY Stock Holding History

UBS’s Portfolio CDY Stock Details CDY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-435,000
Closed -$74K – 11293
2013
Q3 		$74K Sell
435,000
-4
-0% – ﹤0.01% 6371
2013
Q2 		$48K Buy
+435,004
New +$77.8K ﹤0.01% 6800

Other funds holding CDY

SI
Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return
FMBTD
First Midwest Bank Trust Division Joliet, Illinois $777M AUM 29.48% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return

UBS's CDY Position: Q4 2013 in Review

UBS sold out of CARDERO RES CORP. (CDY) in Q4 2013, closing a stake of 435,000 shares — an estimated $74K sold.

UBS first reported a position in CDY in Q2 2013 and held it in 2 quarters. The position peaked at $74K in Q3 2013. 3 funds tracked by Wall St. Rank hold CDY as of Q4 2013.

  • UBS reported no remaining CARDERO RES CORP. position as of Q4 2013 after selling out during the quarter.
  • UBS sold 435,000 CARDERO RES CORP. shares in Q4 2013, an estimated $74K.
  • UBS first reported a position in CARDERO RES CORP. in Q2 2013 and held it in 2 quarters.
  • UBS's CARDERO RES CORP. position peaked at $74K in Q3 2013.
  • 3 funds tracked by Wall St. Rank held CARDERO RES CORP. as of Q4 2013.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.