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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRL
11051
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$0 ﹤0.01%
3
-1,651
-100% -$28K
SMPL
11052
DELISTED
SIMPLICITY BANCORP INC
SMPL
– –
-383
Closed -$6K
ITLT
11053
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB 3X ITALIAN
ITLT
– –
-858
Closed -$28K
UUPT
11054
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB 3X LONG USD
UUPT
– –
-1,512
Closed -$29K
ATEA
11055
DELISTED
ASTEA INTERNATIONAL INC
ATEA
– –
-1,817
Closed -$5K
TRLA
11056
CALL
DELISTED
TRULIA INC (DEL)
TRLA
– –
-1,100
Closed -$52K
TRLA
11057
PUT
DELISTED
TRULIA INC (DEL)
TRLA
– –
-2,700
Closed -$127K
IKAN
11058
DELISTED
IKANOS COMMUNICATIONS INC COM STK NEW (DE)
IKAN
– –
-523
Closed -$6K
COCO
11059
PUT
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-800
Closed -$2K
RNA
11060
PUT
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
– –
-500
Closed -$3K
SKH
11061
CALL
DELISTED
SKILLED HEALTHCARE GROUP, INC. CLASS A COM STK
SKH
– –
-200
Closed -$1K
GTIV
11062
PUT
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
– –
-300
Closed -$4K
PL
11063
CALL
DELISTED
PROTECTIVE LIFE CORP
PL
– –
-800
Closed -$34K
BTUI
11064
DELISTED
BTU INTERNATIONAL INC
BTUI
$0 ﹤0.01%
52
– –
AUXL
11065
CALL
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
– –
-2,600
Closed -$47K
IRF
11066
PUT
DELISTED
INTL RECTIFIER CORP
IRF
– –
-800
Closed -$20K
SFK
11067
DELISTED
PROSHARES ULTRASHORT RUSSELL1000 GROWTH
SFK
– –
-100
Closed -$3K
FVI
11068
DELISTED
FIRST TR VALUE LINE EQUITY ALLOCATION INDEX FD
FVI
– –
-188
Closed -$4K
PIKE
11069
CALL
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
– –
-400
Closed -$5K
PIKE
11070
PUT
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
– –
-400
Closed -$5K
OABC
11071
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
– –
-237
Closed -$6K
CNVR
11072
PUT
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
– –
-100
Closed -$2K
EPB
11073
CALL
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-100
Closed -$4K
VVTV
11074
CALL
DELISTED
VALUEVISION MEDIA INC
VVTV
– –
-1,000
Closed -$4K
BXUC
11075
DELISTED
BARCLAYS LONG C LEVERAGED S&P 500 TR ETN
BXUC
– –
-102
Closed -$23K
441 442
443
444 445

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STC
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1IC
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QBFM
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BCMU
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MWR
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MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.