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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INOC
11026
DELISTED
INNOTRAC CORP
INOC
– –
-526
Closed -$2K
LPS
11027
CALL
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-1,900
Closed -$61K
LPS
11028
PUT
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-100
Closed -$3K
LTON
11029
DELISTED
LINKTONE LTD ADS
LTON
– –
-1,792
Closed -$6K
DOIL
11030
DELISTED
CREDIT SUISSE NASSAU BRH VELOCITY SHS 3X INVERSE BRENT
DOIL
– –
-21
Closed -$1K
MSPD
11031
PUT
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
– –
-1,500
Closed -$5K
MOLX
11032
CALL
DELISTED
MOLEX INC
MOLX
– –
-1,200
Closed -$35K
OBT
11033
DELISTED
ORBITAL CORPORATION LTD SPONSORED ADR (AUSTRALIA)
OBT
$0 ﹤0.01%
5
-938
-99% -$2.46K
RECV
11034
DELISTED
RECOVERY ENERGY, INC. NEW COMMON STOCK
RECV
– –
-610
Closed -$1K
FSG
11035
DELISTED
FACTORSHARES 2X GOLD BULL/S&P 500 BEAR
FSG
– –
-704
Closed -$5K
CMFO
11036
DELISTED
China Marine Food Group Limited Common Stock
CMFO
$0 ﹤0.01%
+955
New +$601
LOOK
11037
DELISTED
LOOKSMART LTD COM
LOOK
$0 ﹤0.01%
+189
New +$390
OMX
11038
PUT
DELISTED
OFFICEMAX INCORPORATED
OMX
– –
-20,000
Closed -$205K
ARR.WS
11039
DELISTED
ARMOUR RESIDENTIAL REIT, INC WARRANTS
ARR.WS
$0 ﹤0.01%
49,699
– –
BZ
11040
PUT
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-600
Closed -$5K
OPTR
11041
CALL
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-10,000
Closed -$145K
WMS
11042
CALL
DELISTED
WMS INDS INC
WMS
– –
-200
Closed -$5K
RUE
11043
DELISTED
RUE21 INC COM STK (DE)
RUE
– –
-6,613
Closed -$274K
ARB
11044
DELISTED
ARBITRON INC (NEW)
ARB
– –
-12,381
Closed -$575K
ARB
11045
PUT
DELISTED
ARBITRON INC (NEW)
ARB
– –
-40,600
Closed -$1.89M
CNH
11046
CALL
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-400
Closed -$17K
CNH
11047
PUT
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-800
Closed -$33K
SFD
11048
PUT
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-27,500
Closed -$901K
WWAV.B
11049
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-10,294
Closed -$156K
IN
11050
DELISTED
INTERMEC, INC.
IN
– –
-1,347
Closed -$13K
440 441
442
443 444

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.