UBS’s RECOVERY ENERGY, INC. NEW COMMON STOCK RECV Stock Holding History

UBS’s Portfolio RECV Stock Details RECV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-610	Closed	-$1K	–	11169
2013 Q2	$1K	Buy	+610	New	+$998	﹤0.01%	10129

Other funds holding RECV

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

CCA

Catalyst Capital Advisors Huntington, New York $5.37B AUM 18.53% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's RECV Position: Q3 2013 in Review

UBS sold out of RECOVERY ENERGY, INC. NEW COMMON STOCK (RECV) in Q3 2013, closing a stake of 610 shares — an estimated $1K sold.

UBS first reported a position in RECV in Q2 2013 and held it in 1 quarter. The position peaked at $1K in Q2 2013. 11 funds tracked by Wall St. Rank hold RECV as of Q3 2013.

UBS reported no remaining RECOVERY ENERGY, INC. NEW COMMON STOCK position as of Q3 2013 after selling out during the quarter.
UBS sold 610 RECOVERY ENERGY, INC. NEW COMMON STOCK shares in Q3 2013, an estimated $1K.
UBS first reported a position in RECOVERY ENERGY, INC. NEW COMMON STOCK in Q2 2013 and held it in 1 quarter.
UBS's RECOVERY ENERGY, INC. NEW COMMON STOCK position peaked at $1K in Q2 2013.
11 funds tracked by Wall St. Rank held RECOVERY ENERGY, INC. NEW COMMON STOCK as of Q3 2013.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.