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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLR
10976
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
– –
-858
Closed -$2K
THRD
10977
DELISTED
TF FINANCIAL CORP COM STK (PA)
THRD
– –
-1,521
Closed -$39K
URS
10978
CALL
DELISTED
URS CORP
URS
– –
-200
Closed -$9K
TZW
10979
DELISTED
ISHARES TR S&P TARGET DATE 2045 ETF
TZW
$0 ﹤0.01%
+10
New +$315
TZI
10980
DELISTED
ISHARES TARGET DATE 2025 ETF
TZI
– –
-612
Closed -$23K
PTEK
10981
DELISTED
POKERTEK INC COM STK
PTEK
$0 ﹤0.01%
80
– –
BRZS
10982
DELISTED
DIREXION DAILY BRAZIL BEAR 3X SHARES
BRZS
$0 ﹤0.01%
+5
New +$325
WH
10983
DELISTED
WSP HOLDINGS LTD ADR NEW
WH
$0 ﹤0.01%
200
-320
-62% -$863
SUSS
10984
CALL
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
– –
-100
Closed -$5K
ISS
10985
PUT
DELISTED
ISOFTSTONE HLDGS LTD ADS EACH REPSTG 10 ORD SHS (CYM)
ISS
– –
-5,600
Closed -$29K
VITC
10986
DELISTED
VITACOST COM INC COM STK (DE)
VITC
– –
-1,348
Closed -$11K
PLXT
10987
DELISTED
PLX TECHNOLOGY INC
PLXT
– –
-343
Closed -$2K
NDZ
10988
CALL
DELISTED
NORDION INC COM STK (CDA)
NDZ
– –
-1,000
Closed -$7K
ESC
10989
CALL
DELISTED
EMERITUS CORP
ESC
– –
-500
Closed -$12K
OINK
10990
DELISTED
TIANLI AGRITECH INC COM SH (VGB)
OINK
– –
-6,883
Closed -$4K
TC.PRT
10991
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
– –
-25
Closed –
RDA
10992
PUT
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-500
Closed -$6K
ICH
10993
DELISTED
INVESTORS CAPITAL HOLDINGS LTD DELAWARE
ICH
– –
-400
Closed -$2K
CHC
10994
DELISTED
CHINA HYDROELECTRIC CORP SPONSORED ADR RPSTG 3 ORD SHS
CHC
– –
-8,146
Closed -$21K
BODY
10995
CALL
DELISTED
BODY CENTRAL CORP COM STK
BODY
– –
-1,100
Closed -$15K
BODY
10996
DELISTED
BODY CENTRAL CORP COM STK
BODY
– –
-45,953
Closed -$407K
NLP
10997
DELISTED
NTS REALTY HOLDINGS LTD PARTNERSHIP UTS
NLP
– –
-1,706
Closed -$12K
HOME
10998
DELISTED
HOME FED BANCORP INC COM STK NEW (MD)
HOME
– –
-2,444
Closed -$31K
COA
10999
DELISTED
COASTAL CONTACTS INC COMMON SHARES (CANADA)
COA
– –
-4,929
Closed -$25K
CWTR
11000
CALL
DELISTED
COLDWATER CREEK INC COM STK NEW (DE)
CWTR
– –
-19,300
Closed -$48K
438 439
440
441 442

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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
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MWR
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MGC
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BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.