UBS’s INVESTORS CAPITAL HOLDINGS LTD DELAWARE ICH Stock Holding History

UBS’s Portfolio ICH Stock Details ICH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-400	Closed	-$2K	–	11128
2013 Q2	$2K	Buy	+400	New	+$1.56K	﹤0.01%	9945

Other funds holding ICH

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

UBS's ICH Position: Q3 2013 in Review

UBS sold out of INVESTORS CAPITAL HOLDINGS LTD DELAWARE (ICH) in Q3 2013, closing a stake of 400 shares — an estimated $2K sold.

UBS first reported a position in ICH in Q2 2013 and held it in 1 quarter. The position peaked at $2K in Q2 2013. 9 funds tracked by Wall St. Rank hold ICH as of Q3 2013.

UBS reported no remaining INVESTORS CAPITAL HOLDINGS LTD DELAWARE position as of Q3 2013 after selling out during the quarter.
UBS sold 400 INVESTORS CAPITAL HOLDINGS LTD DELAWARE shares in Q3 2013, an estimated $2K.
UBS first reported a position in INVESTORS CAPITAL HOLDINGS LTD DELAWARE in Q2 2013 and held it in 1 quarter.
UBS's INVESTORS CAPITAL HOLDINGS LTD DELAWARE position peaked at $2K in Q2 2013.
9 funds tracked by Wall St. Rank held INVESTORS CAPITAL HOLDINGS LTD DELAWARE as of Q3 2013.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.