We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
1076
Vertex Pharmaceuticals
VRTX
$121B
$12.9M 0.01%
174,003
-72,718
-29% -$5.06M
DGX icon
1077
Quest Diagnostics
DGX
$25.1B
$12.8M 0.01%
239,646
-126,886
-35% -$7.53M
SJM icon
1078
J.M. Smucker
SJM
$12.6B
$12.8M 0.01%
123,652
-22,255
-15% -$2.36M
BGB
1079
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$12.8M 0.01%
717,935
+362,106
+102% +$6.49M
TDIV icon
1080
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$12.8M 0.01%
517,847
+69,260
+15% +$1.64M
PFX icon
1081
PhenixFIN
PFX
$12.8M 0.01%
46,097
+10,378
+29% +$2.9M
ERF
1082
DELISTED
Enerplus Corporation
ERF
$12.7M 0.01%
705,754
-100,152
-12% -$1.75M
STAG icon
1083
STAG Industrial
STAG
$7.86B
$12.7M 0.01%
624,597
-8,475
-1% -$177K
MFA
1084
MFA Financial
MFA
$929M
$12.7M 0.01%
450,406
+41,335
+10% +$1.21M
PFG icon
1085
Principal Financial Group
PFG
$23.6B
$12.7M 0.01%
257,626
+56,531
+28% +$2.68M
IYF icon
1086
iShares US Financials ETF
IYF
$4.39B
$12.7M 0.01%
316,376
-699,552
-69% -$26.9M
WY icon
1087
Weyerhaeuser
WY
$17.3B
$12.7M 0.01%
400,877
+31,049
+8% +$929K
IFLN
1088
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$12.6M 0.01%
659,123
-176,250
-21% -$3.37M
PBE icon
1089
Invesco Biotechnology & Genome ETF
PBE
$281M
$12.6M 0.01%
341,206
+148,305
+77% +$5.32M
TXN icon
1090
PUT
Texas Instruments
TXN
$255B
$12.6M 0.01%
287,500
+5,300
+2% +$222K
ABEV icon
1091
Ambev
ABEV
$47.3B
$12.6M 0.01%
+1,717,003
New +$12.6M
RWT
1092
Redwood Trust
RWT
$616M
$12.6M 0.01%
650,265
+118,268
+22% +$2.18M
EVEP
1093
DELISTED
EV Energy Partners, L.P.
EVEP
$12.6M 0.01%
370,431
+11,068
+3% +$390K
DVN icon
1094
PUT
Devon Energy
DVN
$51.9B
$12.6M 0.01%
203,100
-13,100
-6% -$803K
AOL
1095
CALL
DELISTED
AOL INC COMMON STOCK
AOL
$12.6M 0.01%
269,500
-9,000
-3% -$367K
LNN icon
1096
Lindsay Corp
LNN
$1.16B
$12.5M 0.01%
151,370
-2,700
-2% -$210K
NTAP icon
1097
NetApp
NTAP
$32.9B
$12.5M 0.01%
303,836
-112,088
-27% -$4.55M
CEQP
1098
DELISTED
Crestwood Equity Partners LP
CEQP
$12.4M 0.01%
89,994
+19,420
+28% +$2.78M
VZ icon
1099
CALL
Verizon
VZ
$194B
$12.4M 0.01%
252,800
+55,200
+28% +$2.71M
RFG icon
1100
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$12.3M 0.01%
501,760
+34,805
+7% +$811K
42 43
44
45 46

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.