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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
1076
CALL
Starbucks
SBUX
$118B
$10.8M 0.01%
280,000
+41,800
+18% +$1.5M
CTSH icon
1077
PUT
Cognizant
CTSH
$21.5B
$10.8M 0.01%
262,200
+189,200
+259% +$7.02M
CQP icon
1078
CALL
Cheniere Energy
CQP
$31.8B
$10.7M 0.01%
407,100
+346,500
+572% +$9.75M
IDE
1079
Voya Infrastructure, Industrials and Materials Fund
IDE
$204M
$10.7M 0.01%
636,443
-52,294
-8% -$883K
SMH icon
1080
VanEck Semiconductor ETF
SMH
$67.6B
$10.7M 0.01%
536,722
-11,804
-2% -$228K
MON
1081
CALL
DELISTED
Monsanto Co
MON
$10.7M 0.01%
102,400
+57,300
+127% +$5.76M
X
1082
CALL
DELISTED
US Steel
X
$10.7M 0.01%
518,900
+145,740
+39% +$2.74M
EFG icon
1083
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$10.6M 0.01%
155,963
+25,640
+20% +$1.68M
DE icon
1084
CALL
Deere & Co
DE
$170B
$10.6M 0.01%
130,400
+29,300
+29% +$2.44M
KBWD icon
1085
Invesco KBW High Dividend Yield Financial ETF
KBWD
$408M
$10.6M 0.01%
425,492
-89,803
-17% -$2.24M
TROX icon
1086
Tronox
TROX
$995M
$10.6M 0.01%
433,610
-77,644
-15% -$1.72M
TKR icon
1087
Timken Company
TKR
$9.82B
$10.6M 0.01%
245,239
-5,006
-2% -$214K
CAT icon
1088
CALL
Caterpillar
CAT
$409B
$10.6M 0.01%
127,080
-153,430
-55% -$13M
FXA icon
1089
PUT
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.8M
$10.6M 0.01%
113,400
+108,000
+2,000% +$9.91M
WY icon
1090
Weyerhaeuser
WY
$17.3B
$10.6M 0.01%
369,828
+9,290
+3% +$263K
CIM
1091
Chimera Investment
CIM
$1.05B
$10.5M 0.01%
230,818
+82,169
+55% +$3.65M
VRSK icon
1092
Verisk Analytics
VRSK
$26.4B
$10.5M 0.01%
161,943
+1,901
+1% +$120K
EQM
1093
DELISTED
EQM Midstream Partners, LP
EQM
$10.5M 0.01%
212,969
+166,035
+354% +$7.8M
LPL icon
1094
LG Display
LPL
$3.17B
$10.5M 0.01%
878,714
-3,296
-0.4% -$41.4K
RVT icon
1095
Royce Value Trust
RVT
$2.21B
$10.5M 0.01%
705,052
+45,221
+7% +$659K
RWT
1096
Redwood Trust
RWT
$616M
$10.5M 0.01%
531,997
+241,367
+83% +$4.3M
FEX icon
1097
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$10.5M 0.01%
279,119
-29,315
-10% -$1.09M
FEM icon
1098
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$10.5M 0.01%
430,473
+110,201
+34% +$2.62M
PG icon
1099
CALL
Procter & Gamble
PG
$343B
$10.5M 0.01%
138,400
+27,000
+24% +$2.15M
PLL
1100
DELISTED
PALL CORP
PLL
$10.5M 0.01%
135,761
+60,211
+80% +$4.31M
42 43
44
45 46

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.