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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVU
10951
PUT
DELISTED
SUPERVALU Inc.
SVU
– –
-4,286
Closed -$219K
ADXSW
10952
DELISTED
Advaxis Inc Warrants
ADXSW
– –
-400
Closed -$1K
XRM
10953
DELISTED
Xerium Technologies Inc (new)
XRM
– –
-714
Closed -$12K
GPT
10954
PUT
DELISTED
Gramercy Property Trust
GPT
– –
-1,467
Closed -$25K
EDR
10955
CALL
DELISTED
Education Realty Trust Inc
EDR
– –
-1,667
Closed -$44K
NDRO
10956
CALL
DELISTED
Enduro Royalty Trust
NDRO
– –
-1,500
Closed -$18K
MATR
10957
DELISTED
Mattersight Corp.
MATR
– –
-862
Closed -$4K
PRKR
10958
CALL
DELISTED
Parkervision Inc
PRKR
– –
-250
Closed -$11K
XPLR
10959
DELISTED
Xplore Technologies Corp.
XPLR
$0 ﹤0.01%
+49
New +$307
NSH
10960
PUT
DELISTED
NuStar GP Holdings LLC
NSH
– –
-80,000
Closed -$2.25M
FNGN
10961
PUT
DELISTED
Financial Engines, Inc.
FNGN
– –
-100
Closed -$7K
VR
10962
PUT
DELISTED
Validus Hold Ltd
VR
– –
-1,000
Closed -$40K
YGE
10963
PUT
DELISTED
Yingli Green Energy Holding Comp
YGE
– –
-150
Closed -$8K
FCRE
10964
PUT
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
-40
Closed -$3K
JXSB
10965
DELISTED
Jacksonville Bancorp Inc
JXSB
– –
-245
Closed -$5K
AHGP
10966
CALL
DELISTED
Alliance Holdings GP
AHGP
– –
-100
Closed -$6K
AHGP
10967
PUT
DELISTED
Alliance Holdings GP
AHGP
– –
-1,000
Closed -$59K
APLP
10968
PUT
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-600
Closed -$18K
GRN
10969
DELISTED
iPath Global Carbon ETN
GRN
– –
-15
Closed –
CALD
10970
DELISTED
Callidus Software, Inc.
CALD
– –
-8,189
Closed -$108K
CO
10971
DELISTED
Global Cord Blood Corporation
CO
– –
-5,001
Closed -$20K
IOIL
10972
DELISTED
IQ Global Oil Small Cap ETF
IOIL
– –
-368
Closed -$8K
DXPS
10973
DELISTED
WisdomTree United Kingdom Hedged Equity Fund
DXPS
– –
-202
Closed -$5K
RGC
10974
PUT
DELISTED
Regal Entertainment Group
RGC
– –
-5,300
Closed -$103K
EXAC
10975
DELISTED
Exactech Inc
EXAC
– –
-367
Closed -$9K
437 438
439
440 441

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.