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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HH
10951
DELISTED
Hooper Holmes Inc
HH
– –
-4,295
Closed -$30K
UAM
10952
PUT
DELISTED
Universal American Corp
UAM
– –
-200
Closed -$2K
KZ
10953
CALL
DELISTED
KongZhong Corporation
KZ
– –
-100
Closed -$1K
ROSG
10954
DELISTED
Rosetta Genomics Ltd.
ROSG
– –
-253
Closed -$8.78K
VIIX
10955
DELISTED
VelocityShares VIX Short Term ETN
VIIX
– –
-57
Closed -$113K
ISIL
10956
PUT
DELISTED
Intersil Corp
ISIL
– –
-4,700
Closed -$53K
TEAR
10957
CALL
DELISTED
TearLab Corporation
TEAR
– –
-270
Closed -$30K
ACUR
10958
PUT
DELISTED
Acura Pharmaceuticals
ACUR
– –
-320
Closed -$3K
NILE
10959
CALL
DELISTED
Blue Nile, Inc.
NILE
– –
-100
Closed -$4K
MHGC
10960
CALL
DELISTED
Morgans Hotel Group Co.
MHGC
– –
-500
Closed -$4K
ESMC
10961
DELISTED
Escalon Medical Corp
ESMC
– –
-2,816
Closed -$4K
SAAS
10962
DELISTED
inContact, Inc.
SAAS
– –
-4,921
Closed -$41K
RSTI
10963
CALL
DELISTED
Rofin-Sinar Technologies Inc
RSTI
– –
-300
Closed -$7K
CPHD
10964
PUT
DELISTED
Cepheid Inc
CPHD
– –
-500
Closed -$20K
FULL
10965
DELISTED
Full Circle Capital Corporation
FULL
– –
-299
Closed -$3K
ULTR
10966
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
– –
-3,790
Closed -$14K
IDXJ
10967
DELISTED
VANECK VECTORS ETF TR INDONESIA SMALL-CAP ETF
IDXJ
– –
-999
Closed -$12K
STR
10968
CALL
DELISTED
QUESTAR CORP
STR
– –
-300
Closed -$7K
RDEN
10969
CALL
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-100
Closed -$4K
SGNT
10970
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
– –
-2,212
Closed -$45K
DWA
10971
CALL
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-2,100
Closed -$60K
EXAM
10972
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-88
Closed -$2.44K
CNYD
10973
DELISTED
CHINA YIDA HOLDING, CO. NEW COMMON STOCK(NEVADA)
CNYD
– –
-909
Closed -$5K
TWER
10974
CALL
DELISTED
Towerstream Corporation Common Stock
TWER
– –
-305
Closed -$17K
TWER
10975
DELISTED
Towerstream Corporation Common Stock
TWER
$0 ﹤0.01%
2
-8
-80% -$403
437 438
439
440 441

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.