We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELGX
10926
CALL
DELISTED
Endologix Inc
ELGX
– –
-60
Closed -$10K
NXTM
10927
PUT
DELISTED
NxStage Medical Inc.
NXTM
– –
-200
Closed -$2K
WREI
10928
DELISTED
Invesco Wilshire US REIT ETF
WREI
– –
-528
Closed -$19K
ATHN
10929
CALL
DELISTED
Athenahealth, Inc.
ATHN
– –
-61,800
Closed -$8.31M
DNB
10930
CALL
DELISTED
Dun & Bradstreet
DNB
– –
-100
Closed -$12K
ESIO
10931
DELISTED
Electro Scientific Industries
ESIO
– –
-1,752
Closed -$18K
EIP
10932
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
– –
-1,953
Closed -$22K
IMPV
10933
PUT
DELISTED
Imperva, Inc.
IMPV
– –
-200
Closed -$10K
SCG
10934
PUT
DELISTED
Scana
SCG
– –
-500
Closed -$23K
SIR
10935
PUT
DELISTED
SELECT INCOME REIT
SIR
– –
-2,275
Closed -$27K
GBNK
10936
DELISTED
Guaranty Bancorp
GBNK
– –
-1,052
Closed -$15K
GOV
10937
PUT
DELISTED
Government Properties Income Trust
GOV
– –
-500
Closed -$12K
EEQ
10938
CALL
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-155
Closed -$3K
DTRM
10939
DELISTED
Determine, Inc. Common Stock
DTRM
– –
-1,173
Closed -$8K
MTB.WS
10940
DELISTED
M&T Bank Corporation
MTB.WS
– –
-400
Closed -$17K
ABCD
10941
DELISTED
Cambium Learning Group, Inc.
ABCD
– –
-610
Closed -$1K
SEP
10942
CALL
DELISTED
Spectra Engy Parters Lp
SEP
– –
-100
Closed -$5K
SBNYW
10943
DELISTED
Signature Bank Warrant
SBNYW
– –
-250
Closed -$14K
RIBTW
10944
DELISTED
RiceBran Technologies - Warrant
RIBTW
– –
-1,195
Closed -$2K
LHO
10945
CALL
DELISTED
LaSalle Hotel Properties
LHO
– –
-1,500
Closed -$46K
EGN
10946
PUT
DELISTED
Energen
EGN
– –
-500
Closed -$35K
COL
10947
CALL
DELISTED
Rockwell Collins
COL
– –
-100
Closed -$7K
BPFHW
10948
DELISTED
Boston Private Financial Holdings, Inc. WTS
BPFHW
– –
-510
Closed -$3K
WSCI
10949
DELISTED
WSI Industries Inc
WSCI
– –
-2,202
Closed -$13K
EDGW
10950
DELISTED
Edgewater Technology Inc
EDGW
– –
-2,060
Closed -$14K
436 437
438
439 440

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.