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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSG
10876
DELISTED
LAKE SHORE GOLD CORP
LSG
– –
-20,722
Closed -$6K
BCA
10877
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
– –
-2,252
Closed -$38K
ANAD
10878
PUT
DELISTED
ANADIGICS INC
ANAD
– –
-1,200
Closed -$3K
RVLT
10879
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-2,025
Closed -$73.5K
RVLT
10880
PUT
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-50
Closed -$2K
GRH
10881
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$0 ﹤0.01%
+22
New +$25
LGL.WS
10882
DELISTED
LGL GROUP INC WT EXP 08/06/2018
LGL.WS
$0 ﹤0.01%
+4,280
New +$425
IGC.WS
10883
DELISTED
INDIA GLOBALIZATION CAPITAL, INC. WTS EXP 3/06/2017
IGC.WS
$0 ﹤0.01%
2,167
– –
TSYS
10884
CALL
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
– –
-1,800
Closed -$4K
NGLS
10885
PUT
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-200
Closed -$10K
QCCO
10886
DELISTED
QC HLDGS INC
QCCO
– –
-1,534
Closed -$4K
POZN
10887
CALL
DELISTED
POZEN INC
POZN
– –
-800
Closed -$4K
MLPL
10888
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
– –
-1,000
Closed -$55K
PCP
10889
CALL
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-200
Closed -$45K
BMR
10890
CALL
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-46,500
Closed -$941K
BMR
10891
PUT
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-200
Closed -$4K
DYAX
10892
CALL
DELISTED
DYAX CORPORATION
DYAX
– –
-500
Closed -$2K
NVSL
10893
DELISTED
NAUGATUCK VALLEY FINANCIAL CORP
NVSL
– –
-1,474
Closed -$11K
PMCS
10894
CALL
DELISTED
P M C SIERRA INC
PMCS
– –
-20,400
Closed -$130K
BDBD
10895
PUT
DELISTED
BOULDER BRANDS INC
BDBD
– –
-500
Closed -$6K
PVA
10896
PUT
DELISTED
PENN VIRGINIA CORP
PVA
– –
-500
Closed -$2K
TW
10897
PUT
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
– –
-200
Closed -$16K
ASBI
10898
DELISTED
AMERIANA BANCORP
ASBI
– –
-700
Closed -$7K
WAVX
10899
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
8
– –
ESSX
10900
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$0 ﹤0.01%
100
– –
434 435
436
437 438

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.