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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HALL
10801
DELISTED
Hallmark Financial Services, Inc.
HALL
– –
-17
Closed -$1K
CORR
10802
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-260
Closed -$9K
HT
10803
CALL
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-50
Closed -$1K
AVID
10804
CALL
DELISTED
Avid Technology Inc
AVID
– –
-3,000
Closed -$24K
AVID
10805
DELISTED
Avid Technology Inc
AVID
– –
-2,458
Closed -$20K
FRGI
10806
CALL
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-300
Closed -$16K
EMAN
10807
PUT
DELISTED
eMagin Corporation
EMAN
– –
-200
Closed -$1K
WTT
10808
DELISTED
Wireless Telecom Group, Inc.
WTT
– –
-3,875
Closed -$8K
AJRD
10809
PUT
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-4,600
Closed -$83K
LSI
10810
CALL
DELISTED
Life Storage, Inc.
LSI
– –
-150
Closed -$7K
MLVF
10811
DELISTED
Malvern Bancorp, Inc.
MLVF
– –
-1,153
Closed -$13K
INDT
10812
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
– –
-1,308
Closed -$44K
DCP
10813
PUT
DELISTED
DCP Midstream, LP
DCP
– –
-200
Closed -$10K
UNAM
10814
DELISTED
Unico American Corp
UNAM
– –
-675
Closed -$9K
KSPN
10815
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
– –
-244
Closed -$22K
BCM
10816
DELISTED
iPath Pure Beta Broad Commodity ETN
BCM
– –
-1,425
Closed -$56K
ACOR
10817
CALL
DELISTED
Acorda Therapeutics
ACOR
– –
-3
Closed -$9K
KBAL
10818
DELISTED
Kimball International
KBAL
– –
-1,490
Closed -$17K
SEAC
10819
DELISTED
Seachange International Inc
SEAC
– –
-62
Closed -$14.1K
ABB
10820
PUT
DELISTED
ABB Ltd
ABB
– –
-2,500
Closed -$66K
BSMX
10821
PUT
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-100
Closed -$1K
APEN
10822
DELISTED
Apollo Endosurgery, Inc.
APEN
– –
0
– –
CYRN
10823
DELISTED
CYREN Ltd.
CYRN
– –
-43
Closed -$3K
LHCG
10824
DELISTED
LHC Group LLC
LHCG
– –
-1,509
Closed -$36K
REED
10825
CALL
DELISTED
Reeds, Inc. Common Stock
REED
– –
-10
Closed -$4K
431 432
433
434 435

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.