We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPP
10801
DELISTED
FieldPoint Petroleum Corporation
FPP
– –
-421
Closed -$2K
LMOS
10802
CALL
DELISTED
Lumos Networks Corp
LMOS
– –
-500
Closed -$9K
CFNB
10803
DELISTED
California First National Banc
CFNB
$0 ﹤0.01%
+20
New +$332
AXN
10804
DELISTED
Aoxing Pharmaceutical Company Inc.
AXN
– –
-8,585
Closed -$2K
WBB
10805
DELISTED
Westbury Bancorp, Inc.
WBB
– –
-926
Closed -$13K
ATW
10806
CALL
DELISTED
Atwood Oceanics
ATW
– –
-200
Closed -$10K
ASBB
10807
DELISTED
ASB Bancorp Inc
ASBB
– –
-1,287
Closed -$21K
PRXL
10808
PUT
DELISTED
Parexel International Corp
PRXL
– –
-100
Closed -$5K
AMRI
10809
CALL
DELISTED
Albany Molecular Research Inc
AMRI
– –
-500
Closed -$6K
SPNC
10810
CALL
DELISTED
Spectranetics Corp
SPNC
– –
-200
Closed -$4K
MSLI
10811
DELISTED
Merus Labs International Inc.
MSLI
– –
-2,721
Closed -$2K
BXE
10812
DELISTED
Bellatrix Exploration Ltd.
BXE
– –
-269
Closed -$8K
CST
10813
PUT
DELISTED
CST Brands, Inc.
CST
– –
-300
Closed -$9K
TRR
10814
DELISTED
Trc Companies
TRR
– –
-409
Closed -$3K
JNS
10815
CALL
DELISTED
Janus Capital Group Inc
JNS
– –
-700
Closed -$6K
BAA
10816
CALL
DELISTED
Banro Corporation Common Stock
BAA
– –
-3,340
Closed -$25K
ADGE
10817
DELISTED
American Dg Energy Inc
ADGE
– –
-10,370
Closed -$13K
SYUT
10818
DELISTED
Synutra International, Inc.
SYUT
– –
-1,241
Closed -$6K
ESTE
10819
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-246
Closed -$3K
ISLE
10820
PUT
DELISTED
Isle of Capri Casinos Inc
ISLE
– –
-2,400
Closed -$18K
RUSS
10821
DELISTED
Direxion Daily Russia Bear 3x Shares
RUSS
– –
-100
Closed -$42K
CWEI
10822
DELISTED
Clayton Williams Energy, Inc.
CWEI
– –
-1,018
Closed -$44K
XXIA
10823
CALL
DELISTED
Ixia
XXIA
– –
-500
Closed -$9K
MENT
10824
PUT
DELISTED
Mentor Graphics Corp
MENT
– –
-1,000
Closed -$20K
PLKI
10825
PUT
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
– –
-92,700
Closed -$3.33M
431 432
433
434 435

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.