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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRCL
10776
PUT
DELISTED
Stericycle Inc
SRCL
– –
-3,400
Closed -$395K
CHUY
10777
CALL
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-500
Closed -$18K
EGIO
10778
CALL
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-35
Closed -$3K
ALIM
10779
DELISTED
Alimera Sciences
ALIM
– –
-264
Closed -$25.6K
VBIV
10780
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
– –
-26
Closed -$4K
CONN
10781
DELISTED
Conn's Inc.
CONN
– –
-18,092
Closed -$918K
DYNT
10782
DELISTED
Dynatronics Corp
DYNT
$0 ﹤0.01%
1
– –
WIRE
10783
DELISTED
Encore Wire Corp
WIRE
$0 ﹤0.01%
1
-708
-100% -$36.6K
DLA
10784
DELISTED
Delta Apparel Inc.
DLA
– –
-1,280
Closed -$21K
SIX
10785
CALL
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-200
Closed -$7K
MODN
10786
PUT
DELISTED
MODEL N, INC.
MODN
– –
-2,400
Closed -$28K
BIOL
10787
DELISTED
Biolase, Inc.
BIOL
– –
0
– -$11K
NURO
10788
DELISTED
NeuroMetrix, Inc. Common Stock
NURO
– –
-1
Closed -$7K
TAST
10789
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-398
Closed -$3K
AAU
10790
CALL
DELISTED
Almaden Minerals Ltd
AAU
– –
-500
Closed -$1K
TGH
10791
PUT
DELISTED
Textainer Group Holdings limited
TGH
– –
-1,000
Closed -$40K
DBGR
10792
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
– –
-587
Closed -$15K
EXPR
10793
CALL
DELISTED
Express, Inc.
EXPR
– –
-10
Closed -$4K
EXPR
10794
PUT
DELISTED
Express, Inc.
EXPR
– –
-1,500
Closed -$560K
BFX
10795
CALL
DELISTED
BowFlex Inc.
BFX
– –
-1,200
Closed -$10K
BFX
10796
PUT
DELISTED
BowFlex Inc.
BFX
– –
-200
Closed -$2K
CHIE
10797
DELISTED
Global X MSCI China Energy ETF
CHIE
– –
-1,045
Closed -$16K
CYAN
10798
DELISTED
Cyanotech Corp
CYAN
– –
-710
Closed -$4K
MARK
10799
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
7
-92
-93% -$5.11K
BVH
10800
DELISTED
Bluegreen Vacations Holding Corporation
BVH
– –
-212
Closed -$17K
430 431
432
433 434

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.