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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAV
10776
PUT
DELISTED
Advantage Oil & Gas Ltd
AAV
– –
-85,600
Closed -$337K
SHLM
10777
PUT
DELISTED
Schulman (A.) Inc
SHLM
– –
-100
Closed -$3K
LAYN
10778
DELISTED
Layne Christensen Co
LAYN
– –
-2,678
Closed -$52.8K
BGC
10779
CALL
DELISTED
General Cable Corporation
BGC
– –
-1,000
Closed -$31K
FIGY
10780
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
– –
-544
Closed -$48K
GXP
10781
PUT
DELISTED
Great Plains Energy Incorporated
GXP
– –
-500
Closed -$11K
RSO
10782
PUT
DELISTED
Resource Capital Corp.
RSO
– –
-6,975
Closed -$172K
SGAR
10783
DELISTED
iPath Pure Beta Sugar ETN
SGAR
– –
-146
Closed -$5K
NINI
10784
DELISTED
iPath Pure Beta Nickel ETN
NINI
– –
-310
Closed -$8K
GRWN
10785
DELISTED
iPath Pure Beta Softs ETN
GRWN
$0 ﹤0.01%
+14
New +$382
BLNG
10786
DELISTED
iPath Pure Beta Precious Metals ETN
BLNG
– –
-26
Closed -$1K
DYN
10787
CALL
DELISTED
Dynegy, Inc.
DYN
– –
-200
Closed -$5K
CGI
10788
DELISTED
Celadon Group Inc
CGI
$0 ﹤0.01%
12
-1,118
-99% -$21.1K
WG
10789
PUT
DELISTED
Willbros Group
WG
– –
-5,200
Closed -$32K
BBG
10790
PUT
DELISTED
Bill Barrett Corp
BBG
– –
-7,200
Closed -$146K
CCC
10791
CALL
DELISTED
Calgon Carbon Corp
CCC
– –
-700
Closed -$12K
RGC
10792
PUT
DELISTED
Regal Entertainment Group
RGC
– –
-2,800
Closed -$50K
EXAC
10793
DELISTED
Exactech Inc
EXAC
– –
-472
Closed -$9K
BIOA
10794
DELISTED
BioAmber Inc.
BIOA
– –
-442
Closed -$3K
BV
10795
PUT
DELISTED
Bazaarvoice, Inc.
BV
– –
-200
Closed -$2K
IXYS
10796
DELISTED
IXYS Corp
IXYS
– –
-1,038
Closed -$11K
SYT
10797
PUT
DELISTED
Syngenta Ag
SYT
– –
-500
Closed -$39K
GLBR
10798
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
– –
-30
Closed -$5.4K
TESO
10799
CALL
DELISTED
Tesco Corp
TESO
– –
-300
Closed -$4K
FPP.WS
10800
DELISTED
FieldPoint Petroleum Corporation Common Stock Purchase Warrants
FPP.WS
$0 ﹤0.01%
650
-692
-52% -$511
430 431
432
433 434

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.