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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YCS icon
10751
CALL
ProShares UltraShort Yen
YCS
$34.5M
– –
-38,800
Closed -$688K
YXI icon
10752
ProShares Short FTSE China 50 of PROSHARES TRUST
YXI
$4.57M
– –
-509
Closed -$34K
ZSL icon
10753
PUT
ProShares UltraShort Silver
ZSL
$92.7M
– –
-14
Closed -$99K
ZUMZ icon
10754
PUT
Zumiez
ZUMZ
$320M
– –
-100
Closed -$3K
AIFC
10755
AI Financial Corp
AIFC
$60.6M
$0 ﹤0.01%
19
-227
-92% -$3.5K
TEN
10756
PUT
Tsakos Energy Navigation Ltd
TEN
$1.19B
– –
-180
Closed -$5K
AIOT
10757
PowerFleet Inc
AIOT
$500M
$0 ﹤0.01%
+55
New +$325
CCEC
10758
PUT
Capital Clean Energy Carriers
CCEC
$1.4B
– –
-357
Closed -$26K
ORKA
10759
Oruka Therapeutics
ORKA
$5.56B
– –
0
– –
SGI
10760
PUT
Somnigroup International
SGI
$15.1B
– –
-12,400
Closed -$167K
SPLP
10761
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
– –
-721
Closed -$13K
BERY
10762
CALL
DELISTED
Berry Global Group, Inc.
BERY
– –
-218
Closed -$5K
FFNW
10763
DELISTED
First Financial Northwest, Inc
FFNW
– –
-4,916
Closed -$51.2K
FFNW
10764
PUT
DELISTED
First Financial Northwest, Inc
FFNW
– –
-1,000
Closed -$10K
EQC
10765
PUT
DELISTED
Equity Commonwealth
EQC
– –
-500
Closed -$12K
PDCO
10766
CALL
DELISTED
Patterson Companies, Inc.
PDCO
– –
-3,500
Closed -$144K
PDCO
10767
PUT
DELISTED
Patterson Companies, Inc.
PDCO
– –
-100
Closed -$4K
TBNK
10768
DELISTED
Territorial Bancorp Inc.
TBNK
– –
-853
Closed -$20K
VOXX
10769
PUT
DELISTED
VOXX International Corporation Class A
VOXX
– –
-200
Closed -$3K
IVAC
10770
CALL
DELISTED
Intevac Inc
IVAC
– –
-100
Closed -$1K
CUTR
10771
CALL
DELISTED
Cutera, Inc.
CUTR
– –
-400
Closed -$4K
RVNC
10772
DELISTED
Revance Therapeutics, Inc.
RVNC
$0 ﹤0.01%
+7
New +$219
BCOV
10773
PUT
DELISTED
Brightcove, Inc.
BCOV
– –
-200
Closed -$3K
IQDE
10774
DELISTED
FlexShares International Quality Dividend Defensive Index Fund
IQDE
– –
-297
Closed -$8K
AUMN
10775
CALL
DELISTED
Golden Minerals Company
AUMN
– –
-548
Closed -$6K
429 430
431
432 433

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.