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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALIM
10726
CALL
DELISTED
Alimera Sciences
ALIM
– –
-20
Closed -$1K
BIMI
10727
DELISTED
BIMI International Medical Inc. Common Stock
BIMI
– –
-38
Closed -$4K
HOLI
10728
PUT
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-300
Closed -$4K
DYNT
10729
DELISTED
Dynatronics Corp
DYNT
$0 ﹤0.01%
1
-223
-100% -$4.05K
SIX
10730
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-600
Closed -$20K
GENE
10731
DELISTED
Genetic Technologies Ltd.
GENE
– –
-6
Closed -$1K
AEL
10732
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-600
Closed -$13K
MTBL
10733
PUT
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-267
Closed -$1K
NEPT
10734
PUT
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
-25
Closed -$113K
DMK
10735
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
0
– –
GOL
10736
PUT
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-2,000
Closed -$20K
RESP
10737
DELISTED
WisdomTree U.S. ESG Fund
RESP
– –
-1,725
Closed -$35K
ONCT
10738
PUT
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
– –
-2
Closed -$5K
FRTX
10739
PUT
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
-7
Closed -$29K
AVTA
10740
CALL
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-400
Closed -$9K
AVTA
10741
PUT
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-2,000
Closed -$46K
SCU
10742
CALL
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-210
Closed -$23K
CCF
10743
DELISTED
Chase Corporation
CCF
– –
-273
Closed -$8K
NXGN
10744
PUT
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-1,400
Closed -$30K
PRTK
10745
CALL
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-533
Closed -$20K
GLCN
10746
DELISTED
VanEck China Growth Leaders ETF
GLCN
– –
-858
Closed -$28K
LOV
10747
DELISTED
Spark Networks SE American Depositary Shares
LOV
– –
-2,134
Closed -$18K
NUVA
10748
CALL
DELISTED
NuVasive, Inc.
NUVA
– –
-300
Closed -$7K
SAL
10749
DELISTED
Salisbury Bancorp, Inc.
SAL
– –
-1,616
Closed -$21K
BICK
10750
DELISTED
First Trust BICK Index Fund
BICK
– –
-975
Closed -$23K
428 429
430
431 432

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.