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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCG
10726
CALL
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-1,700
Closed -$94K
SRCI
10727
CALL
DELISTED
SRC Energy Inc
SRCI
– –
-100
Closed -$1K
IDXG
10728
DELISTED
Interpace Biosciences, Inc. Common Stock
IDXG
– –
-75
Closed -$35K
VSI
10729
PUT
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-100
Closed -$4K
SDT
10730
PUT
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
– –
-700
Closed -$10K
DF
10731
CALL
DELISTED
Dean Foods Company
DF
– –
-1,050
Closed -$21K
GHDX
10732
CALL
DELISTED
Genomic Health, Inc.
GHDX
– –
-4,200
Closed -$133K
GHDX
10733
PUT
DELISTED
Genomic Health, Inc.
GHDX
– –
-1,900
Closed -$60K
ROX
10734
DELISTED
Castle Brands, Inc.
ROX
– –
-32,141
Closed -$12K
OAK
10735
CALL
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-2,900
Closed -$152K
FRED
10736
DELISTED
Fred's Inc
FRED
$0 ﹤0.01%
7
-1,144
-99% -$18.9K
DVCR
10737
DELISTED
Diversicare Healthcare Services Inc
DVCR
– –
-830
Closed -$4K
ANDX
10738
CALL
DELISTED
Andeavor Logistics LP
ANDX
– –
-56,000
Closed -$3.39M
HFBC
10739
DELISTED
HopFed Bancorp Inc
HFBC
– –
-201
Closed -$2K
LNC.WS
10740
DELISTED
Lincoln National Corporation
LNC.WS
– –
-348
Closed -$9K
INSY
10741
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-14,394
Closed -$66K
KEYW
10742
PUT
DELISTED
The KEYW Holding Corporation
KEYW
– –
-200
Closed -$3K
MXWL
10743
CALL
DELISTED
Maxwell Technologies Inc
MXWL
– –
-100
Closed -$1K
BRS
10744
PUT
DELISTED
Bristow Group, Inc.
BRS
– –
-300
Closed -$20K
BEL
10745
CALL
DELISTED
Belmond Ltd.
BEL
– –
-2,300
Closed -$28K
BEL
10746
PUT
DELISTED
Belmond Ltd.
BEL
– –
-200
Closed -$2K
IDTI
10747
PUT
DELISTED
Integrated Device Technology I
IDTI
– –
-34,800
Closed -$276K
ESL
10748
CALL
DELISTED
Esterline Technologies
ESL
– –
-26,900
Closed -$1.95M
ESL
10749
PUT
DELISTED
Esterline Technologies
ESL
– –
-1,600
Closed -$116K
NTRI
10750
PUT
DELISTED
NutriSystem, Inc.
NTRI
– –
-1,800
Closed -$21K
428 429
430
431 432

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.