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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSG icon
1051
Republic Services
RSG
$66.7B
$11.1M 0.01%
332,624
+202,975
+157% +$6.9M
MT icon
1052
ArcelorMittal
MT
$50.4B
$11.1M 0.01%
354,042
-50,955
-13% -$1.53M
CCJ icon
1053
Cameco
CCJ
$38.3B
$11M 0.01%
611,206
+12,926
+2% +$259K
IMCB icon
1054
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$11M 0.01%
372,068
+112,320
+43% +$3.29M
EQIX icon
1055
Equinix
EQIX
$107B
$11M 0.01%
60,092
-23,891
-28% -$4.33M
MGC icon
1056
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$11M 0.01%
192,129
+8,099
+4% +$464K
GMCR
1057
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
$11M 0.01%
146,400
-38,700
-21% -$3.05M
TRW
1058
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$11M 0.01%
154,546
+25,951
+20% +$1.82M
SPHB icon
1059
Invesco S&P 500 High Beta ETF
SPHB
$964M
$11M 0.01%
406,922
+336,644
+479% +$8.9M
OKE icon
1060
CALL
Oneok
OKE
$58.7B
$11M 0.01%
235,065
-64,420
-22% -$2.8M
JIVE
1061
DELISTED
Jive Software, Inc.
JIVE
$11M 0.01%
877,726
+430,026
+96% +$6.18M
EWW icon
1062
CALL
iShares MSCI Mexico ETF
EWW
$1.89B
$11M 0.01%
171,700
-186,300
-52% -$12.3M
NOW icon
1063
ServiceNow
NOW
$102B
$11M 0.01%
1,054,915
+553,520
+110% +$5.09M
USO icon
1064
United States Oil Fund
USO
$2.45B
$10.9M 0.01%
37,080
+8,395
+29% +$2.53M
KR icon
1065
Kroger
KR
$34.8B
$10.9M 0.01%
541,860
+17,154
+3% +$330K
DTE icon
1066
DTE Energy
DTE
$31.1B
$10.9M 0.01%
194,399
+101,099
+108% +$5.86M
PJP icon
1067
Invesco Pharmaceuticals ETF
PJP
$425M
$10.9M 0.01%
236,900
+38,262
+19% +$1.75M
BTE icon
1068
Baytex Energy
BTE
$3.08B
$10.9M 0.01%
263,793
-19,024
-7% -$766K
DECK icon
1069
Deckers Outdoor
DECK
$13.3B
$10.9M 0.01%
988,092
+517,164
+110% +$5.02M
BN icon
1070
Brookfield
BN
$102B
$10.8M 0.01%
1,235,889
+250,024
+25% +$2.13M
ANDV
1071
DELISTED
Andeavor
ANDV
$10.8M 0.01%
246,045
+38,261
+18% +$1.91M
RF icon
1072
Regions Financial
RF
$26.3B
$10.8M 0.01%
1,168,514
+420,235
+56% +$4.12M
MET icon
1073
CALL
MetLife
MET
$61B
$10.8M 0.01%
257,836
+12,118
+5% +$522K
PID icon
1074
Invesco International Dividend Achievers ETF
PID
$913M
$10.8M 0.01%
624,155
-115,215
-16% -$1.95M
BCX icon
1075
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$10.8M 0.01%
930,906
+12,022
+1% +$141K
41 42
43
44 45

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.