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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQQQ icon
10626
PUT
ProShares UltraPro Short QQQ
SQQQ
$2.21B
– –
0
– -$21K
SRDX
10627
CALL
DELISTED
Surmodics
SRDX
– –
-100
Closed -$2K
SRI icon
10628
Stoneridge
SRI
$209M
– –
-1,213
Closed -$15K
SSNC icon
10629
PUT
SS&C Technologies
SSNC
$17.8B
– –
-600
Closed -$11K
SSY
10630
DELISTED
SunLink Health Systems
SSY
– –
-999
Closed -$1K
ST icon
10631
CALL
Sensata Technologies
ST
$6.65B
– –
-200
Closed -$8K
SSYS icon
10632
PUT
Stratasys
SSYS
$697M
– –
-4,200
Closed -$425K
STE icon
10633
CALL
Steris
STE
$20.9B
– –
-300
Closed -$13K
STKL
10634
CALL
DELISTED
SunOpta
STKL
– –
-100
Closed -$1K
STRA icon
10635
CALL
Strategic Education
STRA
$1.71B
– –
-500
Closed -$21K
STRM
10636
DELISTED
Streamline Health Solutions
STRM
– –
-79
Closed -$9K
STWD icon
10637
PUT
Starwood Property Trust
STWD
$6.12B
– –
-2,356
Closed -$46K
SUP
10638
PUT
DELISTED
Superior Industries International
SUP
– –
-100
Closed -$2K
SVRA icon
10639
Savara
SVRA
$1.13B
$0 ﹤0.01%
9
-2
-18% -$64
SVXY icon
10640
CALL
ProShares Short VIX Short-Term Futures ETF
SVXY
$220M
– –
-3,000
Closed -$158K
TAOP icon
10641
Taoping
TAOP
$7.84M
– –
-1
Closed -$11K
TBX icon
10642
ProShares Short 7-10 Year Treasury
TBX
$15.8M
– –
-258
Closed -$9K
TDG icon
10643
PUT
TransDigm Group
TDG
$69.2B
– –
-400
Closed -$55K
TECL icon
10644
PUT
Direxion Daily Technology Bull 3x ETF
TECL
$5.14B
– –
-45,000
Closed -$59K
TEL icon
10645
PUT
TE Connectivity
TEL
$58.8B
– –
-400
Closed -$21K
TIP icon
10646
PUT
iShares TIPS Bond ETF
TIP
$14.5B
– –
-500
Closed -$56K
TITN icon
10647
PUT
Titan Machinery
TITN
$466M
– –
-100
Closed -$2K
TLF icon
10648
Tandy Leather Factory
TLF
$19.5M
– –
-1,227
Closed -$10K
TLTE icon
10649
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$334M
– –
-469
Closed -$24K
TMO icon
10650
CALL
Thermo Fisher Scientific
TMO
$211B
– –
-1,200
Closed -$111K
424 425
426
427 428

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.