UBS’s Stoneridge SRI Stock Holding History

UBS’s Portfolio SRI Stock Details SRI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-1,213	Closed	-$15K	–	10744
2013 Q3	$13K	Sell	1,213 -439	-27%	-$5.43K	﹤0.01%	8570
2013 Q2	$19K	Buy	+1,652	New	+$15.3K	﹤0.01%	7954

Other funds holding SRI

SFM

Systematic Financial Management Teaneck, New Jersey $5.02B AUM 66.06% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Pzena Investment Management New York $34.1B AUM 23.81% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

RCM

Rutabaga Capital Management Boston, Massachusetts $115M AUM 11.85% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

SBH

Segall Bryant & Hamill Chicago, Illinois $8.43B AUM 52.02% 1-Year Est. Return

UBS's SRI Position: Q4 2013 in Review

UBS sold out of Stoneridge (SRI) in Q4 2013, closing a stake of 1,213 shares — an estimated $15K sold.

UBS first reported a position in SRI in Q2 2013 and held it in 2 quarters. The position peaked at $19K in Q2 2013. 114 funds tracked by Wall St. Rank hold SRI as of Q4 2013.

UBS reported no remaining Stoneridge position as of Q4 2013 after selling out during the quarter.
UBS sold 1,213 Stoneridge shares in Q4 2013, an estimated $15K.
UBS first reported a position in Stoneridge in Q2 2013 and held it in 2 quarters.
UBS's Stoneridge position peaked at $19K in Q2 2013.
114 funds tracked by Wall St. Rank held Stoneridge as of Q4 2013.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.