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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCEC
10626
CALL
Capital Clean Energy Carriers
CCEC
$1.42B
– –
-243
Closed -$16K
ORKA
10627
Oruka Therapeutics
ORKA
$5.44B
– –
-1
Closed -$2.08K
INVX
10628
CALL
Innovex International
INVX
$1.85B
– –
-300
Closed -$27K
AIFU
10629
CALL
AIFU Inc
AIFU
$205M
– –
-3
Closed -$6K
IRD
10630
Opus Genetics
IRD
$277M
$0 ﹤0.01%
2
-26
-93% -$6.07K
SUNE
10631
SUNation Energy
SUNE
$9.61M
– –
0
– -$4K
ENFY
10632
CALL
DELISTED
Enlightify Inc
ENFY
– –
-200
Closed -$7K
SGI
10633
PUT
Somnigroup International
SGI
$15.3B
– –
-10,400
Closed -$114K
TPC
10634
PUT
Tutor Perini Cor
TPC
$4.51B
– –
-6,000
Closed -$109K
BCPC
10635
CALL
Balchem Corp
BCPC
$5.29B
– –
-300
Closed -$13K
BCPC
10636
PUT
Balchem Corp
BCPC
$5.29B
– –
-100
Closed -$4K
EVBN
10637
DELISTED
Evans Bancorp Inc
EVBN
– –
-185
Closed -$3K
VOXX
10638
CALL
DELISTED
VOXX International Corporation Class A
VOXX
– –
-100
Closed -$1K
VBFC
10639
DELISTED
Village Bank and Trust Financial Corp.
VBFC
– –
-23
Closed -$1K
VTNR
10640
DELISTED
Vertex Energy, Inc
VTNR
– –
-2,598
Closed -$8K
VBIV
10641
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
– –
-36
Closed -$4K
HOLI
10642
CALL
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-1,500
Closed -$19K
CAMP
10643
CALL
DELISTED
CalAmp Corp.
CAMP
– –
-113
Closed -$38K
SMMF
10644
DELISTED
Summit Financial Group, Inc.
SMMF
– –
-542
Closed -$4K
MDC
10645
CALL
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-139
Closed -$3K
AAU
10646
CALL
DELISTED
Almaden Minerals Ltd
AAU
– –
-400
Closed -$1K
CPE
10647
DELISTED
Callon Petroleum Company
CPE
$0 ﹤0.01%
5
– –
TGH
10648
CALL
DELISTED
Textainer Group Holdings limited
TGH
– –
-200
Closed -$8K
DBGR
10649
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
– –
-195
Closed -$4K
EXPR
10650
CALL
DELISTED
Express, Inc.
EXPR
– –
-5
Closed -$2K
424 425
426
427 428

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.