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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCI icon
10601
CALL
Service Corp International
SCI
$11.4B
– –
-47,000
Closed -$875K
SDIV icon
10602
PUT
Global X SuperDividend ETF
SDIV
$1.21B
– –
-200
Closed -$14K
SDY icon
10603
PUT
State Street SPDR S&P Dividend ETF
SDY
$21.9B
– –
-1,400
Closed -$97K
SFM icon
10604
CALL
Sprouts Farmers Market
SFM
$7.04B
– –
-400
Closed -$18K
SGMA
10605
DELISTED
Sigmatron International
SGMA
– –
-1,360
Closed -$7K
SGRP
10606
DELISTED
SPAR Group
SGRP
– –
-2,308
Closed -$4K
SH icon
10607
PUT
ProShares Short S&P500
SH
$887M
– –
-25
Closed -$6K
SHO icon
10608
PUT
Sunstone Hotel Investors
SHO
$2.19B
– –
-100
Closed -$1K
SIGA icon
10609
PUT
SIGA Technologies
SIGA
$223M
– –
-1,700
Closed -$6K
SKT icon
10610
PUT
Tanger
SKT
$4.82B
– –
-200
Closed -$7K
SLAB icon
10611
CALL
Silicon Laboratories
SLAB
$7.15B
– –
-100
Closed -$4K
SLF icon
10612
CALL
Sun Life Financial
SLF
$45.6B
– –
-1,100
Closed -$35K
SLNG icon
10613
Stabilis Solutions
SLNG
$85.5M
– –
-302
Closed -$17K
SLRC icon
10614
CALL
SLR Investment Corp
SLRC
$706M
– –
-1,400
Closed -$31K
SLVO icon
10615
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
– –
-72
Closed -$25K
SMG icon
10616
CALL
ScottsMiracle-Gro
SMG
$4.03B
– –
-700
Closed -$39K
SMP icon
10617
PUT
Standard Motor Products
SMP
$861M
– –
-100
Closed -$3K
SNEX icon
10618
CALL
StoneX
SNEX
$8.83B
– –
-1,519
Closed -$6K
SNPS icon
10619
CALL
Synopsys
SNPS
$71.5B
– –
-2,100
Closed -$79K
SON icon
10620
PUT
Sonoco
SON
$5.76B
– –
-200
Closed -$8K
SPBO icon
10621
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.08B
– –
-1,450
Closed -$45K
SPHY icon
10622
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
– –
-341
Closed -$9K
SPR
10623
PUT
DELISTED
Spirit AeroSystems
SPR
– –
-2,000
Closed -$48K
SPXC icon
10624
CALL
SPX Corp
SPXC
$11B
– –
-19,061
Closed -$406K
SQNS
10625
Sequans Communications SA
SQNS
$37.4M
– –
-40
Closed -$10K
423 424
425
426 427

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.