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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLUS icon
10576
ePlus
PLUS
$2.33B
– –
-3,340
Closed -$47K
PLX icon
10577
CALL
Protalix BioTherapeutics
PLX
$191M
– –
-160
Closed -$6K
PNNT
10578
CALL
Pennant Park Investment Corp
PNNT
$215M
– –
-300
Closed -$3K
POR icon
10579
CALL
Portland General Electric
POR
$6.02B
– –
-1,200
Closed -$36K
PRLB icon
10580
PUT
Protolabs
PRLB
$1.86B
– –
-1,000
Closed -$71K
PRO
10581
DELISTED
PROS Holdings
PRO
– –
-1,013
Closed -$41K
PROV icon
10582
Provident Financial
PROV
$108M
$0 ﹤0.01%
+26
New +$394
PSA icon
10583
CALL
Public Storage
PSA
$60.2B
– –
-5,000
Closed -$753K
PSQ icon
10584
PUT
ProShares Short QQQ
PSQ
$694M
– –
-10
Closed -$4K
PTCT icon
10585
PTC Therapeutics
PTCT
$6.37B
– –
-8,670
Closed -$147K
PWR icon
10586
CALL
Quanta Services
PWR
$93.9B
– –
-6,000
Closed -$189K
PWR icon
10587
PUT
Quanta Services
PWR
$93.9B
– –
-200
Closed -$6K
PZG icon
10588
PUT
Paramount Gold Nevada
PZG
$94.4M
– –
-3,800
Closed -$4K
PZZA icon
10589
PUT
Papa John's
PZZA
$999M
– –
-600
Closed -$27K
QUAD icon
10590
Quad
QUAD
$430M
– –
-97,009
Closed -$2.32M
RAND icon
10591
Rand Capital
RAND
– –
-184
Closed -$5K
RAVE icon
10592
RAVE Restaurant Group
RAVE
$44.5M
– –
-879
Closed -$7K
RC
10593
Ready Capital
RC
$265M
– –
-2,050
Closed -$33K
RCG
10594
RENN Fund
RCG
$20.7M
– –
-4,073
Closed -$6K
RDCM icon
10595
Radcom
RDCM
$218M
– –
-631
Closed -$3K
RDIV icon
10596
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
– –
-620
Closed -$16K
RDUS
10597
PUT
DELISTED
Radius Recycling
RDUS
– –
-800
Closed -$26K
REFR icon
10598
PUT
Research Frontiers
REFR
$16.1M
– –
-4,000
Closed -$23K
REK icon
10599
ProShares Short Real Estate
REK
$11.5M
– –
-304
Closed -$16K
RELL icon
10600
Richardson Electronics
RELL
$261M
– –
-797
Closed -$9K
422 423
424
425 426

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.