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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMHC icon
10576
CALL
Taylor Morrison
TMHC
– –
-100
Closed -$2K
TNK icon
10577
PUT
Teekay Tankers
TNK
$2.63B
– –
-2,388
Closed -$50K
TOPS icon
10578
TOP Ships
TOPS
$4.33M
– –
0
– –
TOVX icon
10579
Theriva Biologics
TOVX
$9.78M
– –
0
– -$3K
TREX icon
10580
PUT
Trex
TREX
$4.57B
– –
-800
Closed -$5K
TRI icon
10581
CALL
Thomson Reuters
TRI
$42.7B
– –
-259
Closed -$10K
TRI icon
10582
PUT
Thomson Reuters
TRI
$42.7B
– –
-259
Closed -$10K
TRMB icon
10583
PUT
Trimble
TRMB
$13B
– –
-200
Closed -$5K
TRNO icon
10584
Terreno Realty
TRNO
$7.72B
– –
-238
Closed -$4.31K
TV icon
10585
PUT
Televisa
TV
$1.48B
– –
-500
Closed -$12K
TWIN icon
10586
CALL
Twin Disc
TWIN
$335M
– –
-1,400
Closed -$33K
TXMD icon
10587
TherapeuticsMD
TXMD
$24M
– –
-247
Closed -$37K
UAMY icon
10588
United States Antimony
UAMY
$808M
– –
-36,323
Closed -$40K
UBT icon
10589
ProShares Ultra 20+ Year Treasury
UBT
$58.9M
– –
-1,884
Closed -$50.8K
UDR icon
10590
PUT
UDR
UDR
$12.8B
– –
-300
Closed -$8K
UFPI icon
10591
CALL
UFP Industries
UFPI
$4.98B
– –
-2,700
Closed -$36K
UFPI icon
10592
PUT
UFP Industries
UFPI
$4.98B
– –
-1,500
Closed -$20K
UHS icon
10593
CALL
Universal Health Services
UHS
$9.64B
– –
-400
Closed -$27K
UNFI icon
10594
PUT
United Natural Foods
UNFI
$2.97B
– –
-200
Closed -$11K
UPBD icon
10595
CALL
Upbound Group
UPBD
$1.2B
– –
-200
Closed -$8K
UPRO icon
10596
ProShares UltraPro S&P 500
UPRO
$5.09B
– –
-28,800
Closed -$150K
UPRO icon
10597
PUT
ProShares UltraPro S&P 500
UPRO
$5.09B
– –
-1,200
Closed -$6K
URE icon
10598
ProShares Ultra Real Estate
URE
$59.7M
– –
-5,688
Closed -$204K
USAU icon
10599
US Gold Corp
USAU
$221M
– –
-11
Closed -$5K
USD icon
10600
ProShares Ultra Semiconductors
USD
$2.48B
– –
-45,792
Closed -$20K
422 423
424
425 426

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.