UBS’s ProShares UltraPro S&P 500 UPRO Stock Holding History

UBS’s Portfolio UPRO Stock Details UPRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-6,000	Closed	-$48K	–	10829
2013 Q4	$48K	Buy	+6,000	New	+$42.1K	﹤0.01%	7012
2013 Q3	–	Sell	-1,200	Closed	-$6K	–	10732
2013 Q2	$6K	Buy	+1,200	New	+$6.34K	﹤0.01%	9137

Other funds holding UPRO

SCP

Syntal Capital Partners Midland, Texas $10M AUM 35.51% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

EWA

Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BFG

Beacon Financial Group Dallas, Texas $1.1B AUM 21.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's UPRO Position: Q3 2014 in Review

UBS reduced its ProShares UltraPro S&P 500 (UPRO) stake by 75% in Q3 2014, selling an estimated $140K and leaving 4,848 shares worth $47K. The position accounts for ﹤0.01% of the portfolio, ranked #6914.

UBS first reported a position in UPRO in Q2 2013 and has held it in 4 quarters since. The position peaked at $182K in Q2 2014. 22 funds tracked by Wall St. Rank hold UPRO as of Q3 2014.

UBS held 4,848 shares of ProShares UltraPro S&P 500 worth $47K as of Q3 2014.
UBS sold 14,208 ProShares UltraPro S&P 500 shares in Q3 2014, an estimated $140K.
ProShares UltraPro S&P 500 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6914 holding.
UBS first reported a position in ProShares UltraPro S&P 500 in Q2 2013 and has held it in 4 quarters since.
UBS's ProShares UltraPro S&P 500 position peaked at $182K in Q2 2014.
22 funds tracked by Wall St. Rank held ProShares UltraPro S&P 500 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.